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Diversified Equity Strategic Allocation, 4th Qtr 2023  Ticker: FPBNVX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE4Q23
Portfolio Status: Secondary
Initial Offer Date: 10/06/2023
Secondary Date: 01/09/2024
Portfolio Ending Date: 01/15/2025
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $12.1882
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 10/29/2024 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate  Per Unit (as of 10/28/2024)
----- $0.19570
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 4.45%
Consumer Discretionary  Consumer Discretionary 13.22%
Consumer Staples  Consumer Staples 8.69%
Energy  Energy 10.52%
Financials  Financials 10.86%
Health Care  Health Care 10.24%
Industrials  Industrials 17.08%
Information Technology  Information Technology 10.22%
Materials  Materials 9.30%
Real Estate  Real Estate 1.64%
Utilities  Utilities 3.06%
Other  Other 0.72%
 
  Large Mid Small  
Growth  29.25% 11.67% 5.82%  
Value  38.67% 9.55% 4.32%  

 Style Weighting
Large-Cap Growth 29.25%
Large-Cap Value 38.67%
Mid-Cap Growth 11.67%
Mid-Cap Value 9.55%
Small-Cap Growth 5.82%
Small-Cap Value 4.32%
Undetermined 0.72%
 Composition
U.S. Stocks 80.91%   Other 0.72%
Non-U.S. Stocks 18.37%      
The style and sector characteristics of the portfolio are determined as of 10/29/2024 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $97,272
Price/Earnings 17.17
Price/Book 2.47
As of 10/29/2024
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 1.55%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 1.43%
 Arista Networks, Inc. ANET Information Technology  Information Technology Large-Cap Growth 1.41%
 Hitachi, Ltd. (ADR) HTHIY Industrials  Industrials Large-Cap Value 1.16%
 Amphenol Corporation APH Information Technology  Information Technology Large-Cap Growth 1.10%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.07%
 Vistra Corp. VST Utilities  Utilities Large-Cap Growth 1.06%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.04%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 1.03%
 Walmart Inc. WMT Consumer Staples  Consumer Staples Large-Cap Growth 1.02%
 W.W. Grainger, Inc. GWW Industrials  Industrials Large-Cap Growth 1.02%
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 0.99%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 0.95%
 The Sherwin-Williams Company SHW Materials  Materials Large-Cap Growth 0.95%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.94%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Value 0.92%
 Applied Materials, Inc. AMAT Information Technology  Information Technology Large-Cap Growth 0.90%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 0.88%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.87%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 0.86%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.86%
 American International Group, Inc. AIG Financials  Financials Large-Cap Value 0.85%
 Public Storage PSA Real Estate  Real Estate Large-Cap Growth 0.85%
 Arthur J. Gallagher & Co. AJG Financials  Financials Large-Cap Growth 0.83%
 Cencora Inc. COR Health Care  Health Care Large-Cap Growth 0.83%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.82%
 Paychex, Inc. PAYX Industrials  Industrials Large-Cap Growth 0.82%
 Corteva Inc. CTVA Materials  Materials Large-Cap Value 0.81%
 Prosus N.V. (ADR) PROSY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.81%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 0.80%
 Automatic Data Processing, Inc. ADP Industrials  Industrials Large-Cap Growth 0.79%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Growth 0.79%
 Crown Castle Inc. CCI Real Estate  Real Estate Large-Cap Growth 0.79%
 Deutsche Telekom AG (ADR) DTEGY Communication Services  Communication Services Large-Cap Value 0.78%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.77%
 Emerson Electric Co. EMR Industrials  Industrials Large-Cap Value 0.77%
 Marsh & McLennan Companies, Inc. MMC Financials  Financials Large-Cap Growth 0.77%
 Itochu Corp. (ADR) ITOCY Industrials  Industrials Large-Cap Value 0.76%
 McKesson Corporation MCK Health Care  Health Care Large-Cap Value 0.75%
 Cheniere Energy, Inc. LNG Energy  Energy Large-Cap Growth 0.75%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Mid-Cap Growth 0.75%
 DuPont de Nemours Inc. DD Materials  Materials Large-Cap Value 0.75%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.74%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.74%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Large-Cap Value 0.74%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Growth 0.73%
 Chubb Limited CB Financials  Financials Large-Cap Value 0.73%
 CME Group Inc. CME Financials  Financials Large-Cap Value 0.73%
 Deere & Company DE Industrials  Industrials Large-Cap Growth 0.72%
 Keurig Dr Pepper Inc. KDP Consumer Staples  Consumer Staples Large-Cap Value 0.72%
 CDW Corporation CDW Information Technology  Information Technology Large-Cap Growth 0.72%
 UBS Group AG UBS Financials  Financials Large-Cap Value 0.72%
 The Cigna Group CI Health Care  Health Care Large-Cap Value 0.72%
 The Kraft Heinz Company KHC Consumer Staples  Consumer Staples Large-Cap Value 0.71%
 Cisco Systems, Inc. CSCO Information Technology  Information Technology Large-Cap Growth 0.70%
 Veeva Systems Inc. (Class A) VEEV Health Care  Health Care Large-Cap Growth 0.70%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.68%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.67%
 PDD Holdings Inc. (ADR) PDD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.67%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.66%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 0.66%
 Old Dominion Freight Line, Inc. ODFL Industrials  Industrials Large-Cap Growth 0.66%
 Mitsui & Co., Ltd. (ADR) MITSY Industrials  Industrials Large-Cap Value 0.64%
 Air Liquide S.A. (ADR) AIQUY Materials  Materials Large-Cap Value 0.64%
 Nucor Corporation NUE Materials  Materials Large-Cap Value 0.63%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.63%
 Comfort Systems USA, Inc. FIX Industrials  Industrials Mid-Cap Growth 0.63%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.61%
 ConocoPhillips COP Energy  Energy Large-Cap Value 0.60%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 0.60%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.60%
 Canadian Natural Resources Limited CNQ Energy  Energy Large-Cap Value 0.60%
 SoftBank Corp. (ADR) SOBKY Communication Services  Communication Services Large-Cap Value 0.59%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.58%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.58%
 EMCOR Group, Inc. EME Industrials  Industrials Mid-Cap Growth 0.57%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 0.56%
 BHP Group Ltd (ADR) BHP Materials  Materials Large-Cap Value 0.55%
 Toll Brothers, Inc. TOL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.55%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.55%
 Shell Plc (ADR) SHEL Energy  Energy Large-Cap Value 0.55%
 Toyota Motor Corporation TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.54%
 TotalEnergies SE (ADR) TTE Energy  Energy Large-Cap Value 0.54%
 Deckers Outdoor Corporation DECK Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.54%
 Merck KGaA (ADR) MKKGY Health Care  Health Care Large-Cap Value 0.54%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.53%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.53%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.52%
 Coca-Cola Consolidated, Inc. COKE Consumer Staples  Consumer Staples Mid-Cap Growth 0.52%
 Glencore Plc (ADR) GLNCY Materials  Materials Large-Cap Value 0.52%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Mid-Cap Value 0.51%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.51%
 East West Bancorp, Inc. EWBC Financials  Financials Mid-Cap Value 0.51%
 Western Alliance Bancorporation WAL Financials  Financials Mid-Cap Value 0.51%
 Charter Communications, Inc. (Class A) CHTR Communication Services  Communication Services Large-Cap Value 0.50%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.48%
 Mercedes-Benz Group AG (ADR) MBGYY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.48%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.47%
 Super Micro Computer, Inc. SMCI Information Technology  Information Technology Mid-Cap Growth 0.46%
 Eagle Materials Inc. EXP Materials  Materials Mid-Cap Growth 0.45%
 The Ensign Group, Inc. ENSG Health Care  Health Care Mid-Cap Growth 0.45%
 Taylor Morrison Home Corporation TMHC Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.45%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.44%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 0.43%
 The Hartford Financial Services Group, Inc. HIG Financials  Financials Large-Cap Value 0.42%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.42%
 Pinnacle Financial Partners, Inc. PNFP Financials  Financials Mid-Cap Value 0.42%
 Tradeweb Markets Inc. (Class A) TW Financials  Financials Mid-Cap Growth 0.42%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.41%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Value 0.41%
 MGIC Investment Corporation MTG Financials  Financials Mid-Cap Value 0.39%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.39%
 TopBuild Corp. BLD Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.39%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.38%
 H&R Block, Inc. HRB Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.38%
 Modine Manufacturing Company MOD Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.37%
 Science Applications International Corporation SAIC Industrials  Industrials Mid-Cap Growth 0.37%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.36%
 Medpace Holdings, Inc. MEDP Health Care  Health Care Mid-Cap Growth 0.36%
 Cboe Global Markets, Inc. CBOE Financials  Financials Mid-Cap Growth 0.35%
 Unum Group UNM Financials  Financials Mid-Cap Value 0.34%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.34%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.33%
 BJ's Wholesale Club Holdings, Inc. BJ Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 United States Steel Corporation X Materials  Materials Mid-Cap Value 0.32%
 UFP Industries Inc. UFPI Industrials  Industrials Mid-Cap Value 0.32%
 National Fuel Gas Company NFG Utilities  Utilities Mid-Cap Value 0.32%
 Expand Energy Corporation EXE Energy  Energy Mid-Cap Value 0.32%
 Commercial Metals Company CMC Materials  Materials Mid-Cap Value 0.31%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 0.31%
 Mueller Industries, Inc. MLI Industrials  Industrials Mid-Cap Growth 0.30%
 Avnet, Inc. AVT Information Technology  Information Technology Small-Cap Value 0.30%
 RLI Corp. RLI Financials  Financials Mid-Cap Growth 0.30%
 Reliance Inc. RS Materials  Materials Mid-Cap Value 0.30%
 NewMarket Corporation NEU Materials  Materials Small-Cap Growth 0.30%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.29%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.28%
 Dycom Industries, Inc. DY Industrials  Industrials Mid-Cap Growth 0.28%
 Sterling Infrastructure Inc. STRL Industrials  Industrials Small-Cap Growth 0.28%
 Schneider National, Inc. (Class B) SNDR Industrials  Industrials Small-Cap Growth 0.28%
 Cal-Maine Foods, Inc. CALM Consumer Staples  Consumer Staples Small-Cap Growth 0.27%
 CF Industries Holdings, Inc. CF Materials  Materials Mid-Cap Value 0.27%
 M/I Homes, Inc. MHO Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.26%
 Jabil Inc. JBL Information Technology  Information Technology Mid-Cap Growth 0.26%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.26%
 Rambus Inc. RMBS Information Technology  Information Technology Small-Cap Growth 0.24%
 Coterra Energy Inc. CTRA Energy  Energy Mid-Cap Value 0.24%
 EQT Corporation EQT Energy  Energy Mid-Cap Value 0.24%
 Liberty Broadband Corporation (Class C) LBRDK Communication Services  Communication Services Mid-Cap Value 0.24%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.23%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Small-Cap Growth 0.22%
 Qualys, Inc. QLYS Information Technology  Information Technology Small-Cap Growth 0.22%
 Plexus Corp. PLXS Information Technology  Information Technology Small-Cap Growth 0.21%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.21%
 The Mosaic Company MOS Materials  Materials Mid-Cap Value 0.21%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.21%
 ServisFirst Bancshares, Inc. SFBS Financials  Financials Small-Cap Growth 0.21%
 HF Sinclair Corp. DINO Energy  Energy Mid-Cap Value 0.21%
 Matson, Inc. MATX Industrials  Industrials Small-Cap Growth 0.20%
 CorVel Corporation CRVL Health Care  Health Care Small-Cap Growth 0.20%
 International Bancshares Corporation IBOC Financials  Financials Small-Cap Value 0.19%
 Badger Meter, Inc. BMI Information Technology  Information Technology Mid-Cap Growth 0.19%
 Civitas Resources, Inc. CIVI Energy  Energy Small-Cap Value 0.19%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Growth 0.18%
 Cathay General Bancorp CATY Financials  Financials Small-Cap Value 0.18%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Growth 0.18%
 Cogent Communications Holdings, Inc. CCOI Communication Services  Communication Services Small-Cap Growth 0.18%
 Arcosa, Inc. ACA Industrials  Industrials Small-Cap Growth 0.18%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.17%
 Radian Group Inc. RDN Financials  Financials Small-Cap Value 0.17%
 Independent Bank Corp. INDB Financials  Financials Small-Cap Value 0.17%
 PBF Energy Inc. PBF Energy  Energy Small-Cap Value 0.17%
 Warrior Met Coal, Inc. HCC Materials  Materials Small-Cap Value 0.17%
 TEGNA Inc. TGNA Communication Services  Communication Services Small-Cap Value 0.16%
 American Eagle Outfitters, Inc. AEO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.16%
 CVB Financial Corp. CVBF Financials  Financials Small-Cap Value 0.16%
 Acushnet Holdings Corp. GOLF Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Comstock Resources, Inc. CRK Energy  Energy Small-Cap Value 0.15%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Growth 0.15%
 Genworth Financial, Inc. GNW Financials  Financials Small-Cap Value 0.15%
 Innospec Inc. IOSP Materials  Materials Small-Cap Growth 0.15%
 Grand Canyon Education, Inc. LOPE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.15%
 CONSOL Energy Inc. CEIX Energy  Energy Small-Cap Growth 0.15%
 Sphere Entertainment Co. SPHR Communication Services  Communication Services Small-Cap Value 0.15%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.14%
 Terex Corporation TEX Industrials  Industrials Small-Cap Growth 0.14%
 Peabody Energy Corporation BTU Energy  Energy Small-Cap Value 0.14%
 Liberty Energy Inc. (Class A) LBRT Energy  Energy Small-Cap Value 0.14%
 Weis Markets, Inc. WMK Consumer Staples  Consumer Staples Small-Cap Value 0.13%
 Greif, Inc. GEF Materials  Materials Small-Cap Value 0.13%
 Northern Oil and Gas, Inc. NOG Energy  Energy Small-Cap Growth 0.13%
 Arch Resources Inc. ARCH Materials  Materials Small-Cap Growth 0.13%
 Helmerich & Payne, Inc. HP Energy  Energy Small-Cap Value 0.12%
 Tidewater Inc. TDW Energy  Energy Small-Cap Growth 0.12%
 Air Transport Services Group, Inc. ATSG Industrials  Industrials Small-Cap Value 0.11%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.11%
 NetScout Systems, Inc. NTCT Information Technology  Information Technology Small-Cap Value 0.11%
 Alpha Metallurgical Resources, Inc. AMR Materials  Materials Small-Cap Growth 0.11%
 Patterson Companies, Inc. PDCO Health Care  Health Care Small-Cap Growth 0.10%
 Ingles Markets, Incorporated IMKTA Consumer Staples  Consumer Staples Small-Cap Value 0.10%
 APA Corporation APA Energy  Energy Mid-Cap Value 0.10%
 ACADIA Pharmaceuticals Inc. ACAD Health Care  Health Care Small-Cap Growth 0.09%
 Akero Therapeutics, Inc. AKRO Health Care  Health Care Small-Cap Growth 0.09%
 The ODP Corporation ODP Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.09%
 Grocery Outlet Holding Corp. GO Consumer Staples  Consumer Staples Small-Cap Value 0.08%
 AMN Healthcare Services, Inc. AMN Health Care  Health Care Small-Cap Growth 0.06%
 
Total Number of Holdings:    208
Underlying Securities information represented above is as of 10/29/2024 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30332K283 (Cash)
30332K291 (Reinvest)
30332K309 (Cash-Fee)
30332K317 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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