Deep Value Dividend, 41  Ticker: FNFKKX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income. The trust invests in companies that have low estimated current year price-to-earnings (P/E) ratios in addition to above- average dividend yields.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DVDP41
Portfolio Status: Secondary
Initial Offer Date: 10/16/2023
Secondary Date: 01/12/2024
Portfolio Ending Date: 10/16/2025
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $12.9314
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 12/26/2024 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate  Per Unit (as of 12/23/2024)
----- $0.31230
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 5.29%
Consumer Discretionary  Consumer Discretionary 7.10%
Consumer Staples  Consumer Staples 8.15%
Energy  Energy 11.58%
Financials  Financials 25.91%
Health Care  Health Care 6.89%
Industrials  Industrials 8.90%
Information Technology  Information Technology 12.04%
Materials  Materials 0.00%
Real Estate  Real Estate 0.00%
Utilities  Utilities 13.94%
Other  Other 0.20%
 
  Large Mid Small  
Growth  26.20% 8.70% 4.06%  
Value  42.66% 18.18% 0.00%  

 Style Weighting
Large-Cap Growth 26.20%
Large-Cap Value 42.66%
Mid-Cap Growth 8.70%
Mid-Cap Value 18.18%
Small-Cap Growth 4.06%
Small-Cap Value 0.00%
Undetermined 0.20%
 Composition
U.S. Stocks 97.89%   Other 0.20%
Non-U.S. Stocks 1.91%      
The style and sector characteristics of the portfolio are determined as of 12/24/2024 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $126,904
Price/Earnings 16.80
Price/Book 2.45
As of 12/24/2024
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Vistra Corp. VST Utilities  Utilities Large-Cap Growth 11.15%
 Tapestry, Inc. TPR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 5.83%
 Discover Financial Services DFS Financials  Financials Large-Cap Value 4.84%
 The Goldman Sachs Group, Inc. GS Financials  Financials Large-Cap Value 4.60%
 Wells Fargo & Company WFC Financials  Financials Large-Cap Value 4.32%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 4.10%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 4.03%
 Morgan Stanley MS Financials  Financials Large-Cap Value 4.02%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Growth 3.83%
 Ingredion Incorporated INGR Consumer Staples  Consumer Staples Mid-Cap Value 3.77%
 QUALCOMM Incorporated QCOM Information Technology  Information Technology Large-Cap Growth 3.65%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 3.28%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 3.11%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 2.87%
 National Fuel Gas Company NFG Utilities  Utilities Small-Cap Growth 2.79%
 Cisco Systems, Inc. CSCO Information Technology  Information Technology Large-Cap Growth 2.74%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Growth 2.52%
 Phillips 66 PSX Energy  Energy Large-Cap Value 2.51%
 Conagra Brands, Inc. CAG Consumer Staples  Consumer Staples Mid-Cap Value 2.47%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Value 2.42%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 2.39%
 Skyworks Solutions, Inc. SWKS Information Technology  Information Technology Mid-Cap Value 2.37%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 2.32%
 Amgen Inc. AMGN Health Care  Health Care Large-Cap Growth 2.31%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 2.21%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 2.15%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 2.06%
 AGCO Corporation AGCO Industrials  Industrials Mid-Cap Value 1.96%
 Bunge Global S.A. BG Consumer Staples  Consumer Staples Mid-Cap Value 1.91%
 Bloomin' Brands, Inc. BLMN Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.27%
 
Total Number of Holdings:    30
Underlying Securities information represented above is as of 12/24/2024 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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