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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning six distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
VP3Q24 |
Portfolio Status: |
Primary |
Initial Offer Date: |
07/10/2024 |
Portfolio Ending Date: |
10/09/2025 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$9.6831 |
POP(*): |
$9.8147 |
Remaining Deferred Sales Charge: |
$0.1350 |
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* As of Trade Date: 08/30/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
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Communication Services |
10.57% |
Consumer Discretionary |
10.62% |
Consumer Staples |
3.35% |
Energy |
3.51% |
Financials |
21.05% |
Health Care |
8.48% |
Industrials |
15.50% |
Information Technology |
22.45% |
Materials |
2.18% |
Real Estate |
0.00% |
Utilities |
2.11% |
Other |
0.18% |
|
|
|
Large |
Mid |
Small |
|
Growth |
46.85% |
2.97% |
11.42% |
|
Value |
31.00% |
0.64% |
6.94% |
|
Large-Cap Growth |
46.85% |
Large-Cap Value |
31.00% |
Mid-Cap Growth |
2.97% |
Mid-Cap Value |
0.64% |
Small-Cap Growth |
11.42% |
Small-Cap Value |
6.94% |
Undetermined |
0.18% |
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U.S. Stocks |
77.35% |
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Other |
0.18% |
Non-U.S. Stocks |
22.47% |
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The style and sector characteristics of the portfolio are determined as of 08/30/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$544,959 |
Price/Earnings |
15.08 |
Price/Book |
2.35 |
|
As of 8/30/2024
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
Applied Materials, Inc.
| AMAT |
Information Technology
| Large-Cap Growth |
4.45%
|
Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
4.00%
|
NVIDIA Corporation
| NVDA |
Information Technology
| Large-Cap Growth |
3.89%
|
Taiwan Semiconductor Manufacturing Company Ltd. (ADR)
| TSM |
Information Technology
| Large-Cap Growth |
3.85%
|
Johnson & Johnson
| JNJ |
Health Care
| Large-Cap Growth |
3.82%
|
Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
3.73%
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American Express Company
| AXP |
Financials
| Large-Cap Growth |
3.70%
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The Goldman Sachs Group, Inc.
| GS |
Financials
| Large-Cap Value |
3.69%
|
Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
3.62%
|
Alphabet Inc. (Class C)
| GOOG |
Communication Services
| Large-Cap Growth |
3.62%
|
Honeywell International Inc.
| HON |
Industrials
| Large-Cap Growth |
3.29%
|
Lam Research Corporation
| LRCX |
Information Technology
| Large-Cap Growth |
2.97%
|
Meta Platforms Inc. (Class A)
| META |
Communication Services
| Large-Cap Growth |
2.62%
|
Berkshire Hathaway Inc. (Class B)
| BRK/B |
Financials
| Large-Cap Value |
2.27%
|
Booking Holdings Inc.
| BKNG |
Consumer Discretionary
| Large-Cap Value |
1.44%
|
HCA Healthcare, Inc.
| HCA |
Health Care
| Large-Cap Value |
1.10%
|
British American Tobacco Plc
| BATS.LN |
Consumer Staples
| Large-Cap Value |
0.99%
|
AXA S.A.
| CS.FP |
Financials
| Large-Cap Value |
0.92%
|
National Grid Plc
| NG/.LN |
Utilities
| Large-Cap Value |
0.92%
|
CaixaBank, S.A.
| CABK.SM |
Financials
| Large-Cap Value |
0.91%
|
Intesa Sanpaolo SpA
| ISP.IM |
Financials
| Large-Cap Value |
0.90%
|
Credit Agricole S.A.
| ACA.FP |
Financials
| Large-Cap Value |
0.89%
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Eni SpA
| ENI.IM |
Energy
| Large-Cap Value |
0.88%
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Enel SpA
| ENEL.IM |
Utilities
| Large-Cap Value |
0.88%
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Volvo AB (Class B)
| VOLVB.SS |
Industrials
| Large-Cap Value |
0.88%
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BASF SE
| BAS.GY |
Materials
| Large-Cap Value |
0.87%
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HSBC Holdings Plc
| HSBA.LN |
Financials
| Large-Cap Value |
0.85%
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BNP Paribas S.A.
| BNP.FP |
Financials
| Large-Cap Value |
0.85%
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ING Groep N.V.
| INGA.NA |
Financials
| Large-Cap Value |
0.85%
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Nordea Bank Abp
| NDA.FH |
Financials
| Large-Cap Value |
0.83%
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Mercedes-Benz Group AG
| MBG.GY |
Consumer Discretionary
| Large-Cap Value |
0.82%
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Bayerische Motoren Werke (BMW) AG
| BMW.GY |
Consumer Discretionary
| Large-Cap Value |
0.82%
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Dell Technologies Inc. (Class C)
| DELL |
Information Technology
| Large-Cap Value |
0.82%
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Equinor ASA
| EQNR.NO |
Energy
| Large-Cap Value |
0.80%
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Rio Tinto Plc
| RIO.LN |
Materials
| Large-Cap Value |
0.79%
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Volkswagen AG
| VOW.GY |
Consumer Discretionary
| Large-Cap Value |
0.77%
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McKesson Corporation
| MCK |
Health Care
| Large-Cap Value |
0.76%
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Stellantis N.V.
| STLAM.IM |
Consumer Discretionary
| Large-Cap Value |
0.72%
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Catalyst Pharmaceuticals, Inc.
| CPRX |
Health Care
| Small-Cap Growth |
0.69%
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Enova International, Inc.
| ENVA |
Financials
| Small-Cap Growth |
0.68%
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W.W. Grainger, Inc.
| GWW |
Industrials
| Large-Cap Growth |
0.62%
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Sonic Automotive, Inc.
| SAH |
Consumer Discretionary
| Small-Cap Growth |
0.62%
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Standex International Corporation
| SXI |
Industrials
| Small-Cap Growth |
0.62%
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The Buckle, Inc.
| BKE |
Consumer Discretionary
| Small-Cap Growth |
0.61%
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MillerKnoll Inc.
| MLKN |
Industrials
| Small-Cap Value |
0.61%
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Banner Corporation
| BANR |
Financials
| Small-Cap Value |
0.60%
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Altria Group, Inc.
| MO |
Consumer Staples
| Large-Cap Value |
0.59%
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General Motors Company
| GM |
Consumer Discretionary
| Large-Cap Value |
0.59%
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GoDaddy Inc. (Class A)
| GDDY |
Information Technology
| Mid-Cap Growth |
0.58%
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Triumph Financial, Inc.
| TFIN |
Financials
| Small-Cap Growth |
0.57%
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Colgate-Palmolive Company
| CL |
Consumer Staples
| Large-Cap Growth |
0.55%
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Tennant Company
| TNC |
Industrials
| Small-Cap Growth |
0.54%
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Huron Consulting Group Inc.
| HURN |
Industrials
| Small-Cap Growth |
0.54%
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ASML Holding N.V. (New York Registry Shares)
| ASML |
Information Technology
| Large-Cap Growth |
0.52%
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World Kinect Corp.
| WKC |
Energy
| Small-Cap Value |
0.51%
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PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Large-Cap Value |
0.51%
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Pathward Financial Inc.
| CASH |
Financials
| Small-Cap Growth |
0.51%
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The Greenbrier Companies, Inc.
| GBX |
Industrials
| Small-Cap Value |
0.49%
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The Chefs' Warehouse, Inc.
| CHEF |
Consumer Staples
| Small-Cap Growth |
0.49%
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Otis Worldwide Corporation
| OTIS |
Industrials
| Large-Cap Value |
0.49%
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La-Z-Boy Incorporated
| LZB |
Consumer Discretionary
| Small-Cap Value |
0.48%
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MannKind Corporation
| MNKD |
Health Care
| Small-Cap Value |
0.48%
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Customers Bancorp, Inc.
| CUBI |
Financials
| Small-Cap Value |
0.48%
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Janus International Group, Inc.
| JBI |
Industrials
| Small-Cap Growth |
0.48%
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Steelcase Inc.
| SCS |
Industrials
| Small-Cap Growth |
0.47%
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CoreCivic, Inc.
| CXW |
Industrials
| Small-Cap Value |
0.45%
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Virtus Investment Partners, Inc.
| VRTS |
Financials
| Small-Cap Growth |
0.44%
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WisdomTree, Inc.
| WT |
Financials
| Small-Cap Growth |
0.44%
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Perdoceo Education Corp.
| PRDO |
Consumer Discretionary
| Small-Cap Value |
0.43%
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The Vita Coco Company, Inc.
| COCO |
Consumer Staples
| Small-Cap Growth |
0.43%
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Caleres, Inc.
| CAL |
Consumer Discretionary
| Small-Cap Growth |
0.42%
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American Woodmark Corporation
| AMWD |
Industrials
| Small-Cap Value |
0.41%
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DNOW Inc.
| DNOW |
Industrials
| Small-Cap Value |
0.40%
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Winmark Corporation
| WINA |
Consumer Discretionary
| Small-Cap Value |
0.38%
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Collegium Pharmaceutical, Inc.
| COLL |
Health Care
| Small-Cap Growth |
0.37%
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Upwork Inc.
| UPWK |
Industrials
| Small-Cap Growth |
0.37%
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Hovnanian Enterprises, Inc. (Class A)
| HOV |
Consumer Discretionary
| Small-Cap Growth |
0.36%
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ANI Pharmaceuticals, Inc.
| ANIP |
Health Care
| Small-Cap Growth |
0.36%
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G-III Apparel Group, Ltd.
| GIII |
Consumer Discretionary
| Small-Cap Value |
0.35%
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Select Water Solutions, Inc. (Class A)
| WTTR |
Energy
| Small-Cap Value |
0.35%
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Kaiser Aluminum Corporation
| KALU |
Materials
| Small-Cap Growth |
0.34%
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ACM Research, Inc. (Class A)
| ACMR |
Information Technology
| Small-Cap Value |
0.34%
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ConocoPhillips
| COP |
Energy
| Large-Cap Value |
0.32%
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Rollins, Inc.
| ROL |
Industrials
| Mid-Cap Growth |
0.32%
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Mettler-Toledo International Inc.
| MTD |
Health Care
| Large-Cap Value |
0.30%
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HCI Group, Inc.
| HCI |
Financials
| Small-Cap Growth |
0.30%
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QUALCOMM Incorporated
| QCOM |
Information Technology
| Large-Cap Growth |
0.29%
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Fiserv, Inc.
| FI |
Financials
| Large-Cap Value |
0.23%
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Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
0.22%
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Tenet Healthcare Corporation
| THC |
Health Care
| Mid-Cap Growth |
0.22%
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BJ's Restaurants, Inc.
| BJRI |
Consumer Discretionary
| Small-Cap Growth |
0.21%
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Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Mid-Cap Growth |
0.21%
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Centrus Energy Corp. (Class A)
| LEU |
Energy
| Small-Cap Growth |
0.20%
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Dick's Sporting Goods, Inc.
| DKS |
Consumer Discretionary
| Mid-Cap Growth |
0.20%
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Comfort Systems USA, Inc.
| FIX |
Industrials
| Mid-Cap Growth |
0.20%
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PDD Holdings Inc. (ADR)
| PDD |
Consumer Discretionary
| Large-Cap Growth |
0.20%
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DaVita Inc.
| DVA |
Health Care
| Mid-Cap Growth |
0.19%
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Cirrus Logic, Inc.
| CRUS |
Information Technology
| Mid-Cap Growth |
0.19%
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Organon & Co.
| OGN |
Health Care
| Mid-Cap Growth |
0.19%
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Millicom International Cellular S.A.
| TIGO |
Communication Services
| Small-Cap Value |
0.18%
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Carlisle Companies Incorporated
| CSL |
Industrials
| Mid-Cap Growth |
0.18%
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Crocs, Inc.
| CROX |
Consumer Discretionary
| Mid-Cap Growth |
0.18%
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Sterling Infrastructure Inc.
| STRL |
Industrials
| Small-Cap Growth |
0.18%
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AerCap Holdings N.V.
| AER |
Industrials
| Mid-Cap Value |
0.18%
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Ramaco Resources, Inc. (Class A)
| METC |
Materials
| Small-Cap Growth |
0.18%
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Applovin Corp. (Class A)
| APP |
Information Technology
| Large-Cap Growth |
0.18%
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KLA Corporation
| KLAC |
Information Technology
| Large-Cap Growth |
0.17%
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PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.16%
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NetApp, Inc.
| NTAP |
Information Technology
| Mid-Cap Growth |
0.16%
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NXP Semiconductors N.V.
| NXPI |
Information Technology
| Large-Cap Growth |
0.16%
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Diamondback Energy, Inc.
| FANG |
Energy
| Large-Cap Value |
0.16%
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Vistra Corp.
| VST |
Utilities
| Large-Cap Growth |
0.16%
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Celestica Inc.
| CLS |
Information Technology
| Mid-Cap Growth |
0.15%
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Netflix, Inc.
| NFLX |
Communication Services
| Large-Cap Growth |
0.15%
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Domino's Pizza, Inc.
| DPZ |
Consumer Discretionary
| Mid-Cap Value |
0.15%
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Marathon Petroleum Corporation
| MPC |
Energy
| Large-Cap Value |
0.15%
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Constellation Energy Corporation
| CEG |
Utilities
| Large-Cap Growth |
0.15%
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Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
0.14%
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Phillips 66
| PSX |
Energy
| Large-Cap Value |
0.14%
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Airbnb, Inc. (Class A)
| ABNB |
Consumer Discretionary
| Large-Cap Growth |
0.14%
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Bunge Global S.A.
| BG |
Consumer Staples
| Mid-Cap Value |
0.09%
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Total Number of Holdings: 121 |
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Underlying Securities information represented above is as of 08/30/2024 but will vary with future fluctuations in the market. |
Standard Account Sales Charges * |
Transactional sales charges: |
Initial: |
-0.04% |
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Deferred: |
1.38% |
C&D Fee: |
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0.51% |
Maximum Sales Charge: |
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1.85% |
|
30336F769 |
Cash |
Semi-Annual |
30336F777 |
Reinvest |
Semi-Annual |
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* Based on the offer price as of 08/30/2024 4:00pm ET |
Fee/Wrap Account Sales Charges * |
C&D Fee: |
|
0.52% |
Maximum Sales Charge: |
|
0.52% |
|
30336F785 |
Cash-Fee |
Semi-Annual |
30336F793 |
Reinvest-Fee |
Semi-Annual |
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* Based on the NAV price as of 08/30/2024 4:00pm ET |
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.
Deferred Sales Charge Schedule |
$0.04500
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October 18, 2024
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$0.04500
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November 20, 2024
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$0.04500
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December 20, 2024
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The Dow Jones Industrial Average is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the Dow Jones Industrial Average. The Nasdaq 100®, Nasdaq 100 Index®, and Nasdaq® are trade or service marks of Nasdaq, Inc. (which with its affiliates are the Corporations) and are licensed for use by First Trust Portfolios L.P. The portfolio has not been passed on by the Corporations as to its legality or suitability. The portfolio is not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE PORTFOLIO. The S&P 500 Index is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P 500 Index. "Value Line", "The Value Line Investment Survey", and "Timeliness" are trademarks or registered trademarks of Value Line, Inc. ("Value Line") and have been licensed for use for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, recommended, sold or promoted by Value Line and Value Line makes no representation regarding the advisability of investing in products utilizing such strategy. First Trust Portfolios L.P. is not affiliated with any Value Line company.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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