|
|
|
|
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
|
|
|
Product Code: |
DE3Q24 |
Portfolio Status: |
Primary |
Initial Offer Date: |
07/09/2024 |
Portfolio Ending Date: |
10/15/2025 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
|
|
|
Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.1460 |
POP(*): |
$10.2863 |
Remaining Deferred Sales Charge: |
$0.1350 |
|
* As of Trade Date: 07/26/2024 4:00pm ET
|
|
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
|
|
|
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
|
Communication Services |
5.89% |
Consumer Discretionary |
15.48% |
Consumer Staples |
11.34% |
Energy |
10.06% |
Financials |
13.75% |
Health Care |
9.60% |
Industrials |
14.27% |
Information Technology |
10.31% |
Materials |
4.39% |
Real Estate |
0.00% |
Utilities |
4.88% |
Other |
0.03% |
|
|
|
Large |
Mid |
Small |
|
Growth |
24.73% |
11.19% |
4.21% |
|
Value |
43.79% |
10.43% |
5.62% |
|
Large-Cap Growth |
24.73% |
Large-Cap Value |
43.79% |
Mid-Cap Growth |
11.19% |
Mid-Cap Value |
10.43% |
Small-Cap Growth |
4.21% |
Small-Cap Value |
5.62% |
Undetermined |
0.03% |
|
U.S. Stocks |
80.83% |
|
Other |
0.03% |
Non-U.S. Stocks |
19.14% |
|
|
|
|
|
The style and sector characteristics of the portfolio are determined as of 07/26/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$141,814 |
Price/Earnings |
14.91 |
Price/Book |
2.40 |
|
As of 7/26/2024
|
|
All market capitalization numbers are in USD$ Millions. All figures are subject to change.
D.R. Horton, Inc.
| DHI |
Consumer Discretionary
| Large-Cap Value |
1.05%
|
Charter Communications, Inc. (Class A)
| CHTR |
Communication Services
| Large-Cap Value |
1.02%
|
Lennar Corporation
| LEN |
Consumer Discretionary
| Large-Cap Value |
1.00%
|
Fastenal Company
| FAST |
Industrials
| Large-Cap Growth |
0.91%
|
Xcel Energy Inc.
| XEL |
Utilities
| Large-Cap Value |
0.89%
|
The Hartford Financial Services Group, Inc.
| HIG |
Financials
| Large-Cap Value |
0.89%
|
Cognizant Technology Solutions Corporation
| CTSH |
Information Technology
| Large-Cap Value |
0.89%
|
Centene Corporation
| CNC |
Health Care
| Large-Cap Value |
0.89%
|
Altria Group, Inc.
| MO |
Consumer Staples
| Large-Cap Growth |
0.88%
|
Consolidated Edison, Inc.
| ED |
Utilities
| Large-Cap Value |
0.88%
|
Deere & Company
| DE |
Industrials
| Large-Cap Value |
0.88%
|
International Business Machines Corporation
| IBM |
Information Technology
| Large-Cap Growth |
0.87%
|
Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
0.87%
|
Berkshire Hathaway Inc. (Class B)
| BRK/B |
Financials
| Large-Cap Value |
0.87%
|
Kinder Morgan, Inc.
| KMI |
Energy
| Large-Cap Value |
0.87%
|
Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
0.86%
|
W.W. Grainger, Inc.
| GWW |
Industrials
| Large-Cap Growth |
0.86%
|
Nucor Corporation
| NUE |
Materials
| Large-Cap Value |
0.85%
|
The Hershey Company
| HSY |
Consumer Staples
| Large-Cap Growth |
0.85%
|
Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
0.84%
|
Cisco Systems, Inc.
| CSCO |
Information Technology
| Large-Cap Value |
0.84%
|
CME Group Inc.
| CME |
Financials
| Large-Cap Value |
0.84%
|
Keurig Dr Pepper Inc.
| KDP |
Consumer Staples
| Large-Cap Value |
0.84%
|
The Kraft Heinz Company
| KHC |
Consumer Staples
| Large-Cap Value |
0.84%
|
Vertex Pharmaceuticals Incorporated
| VRTX |
Health Care
| Large-Cap Growth |
0.83%
|
The Progressive Corporation
| PGR |
Financials
| Large-Cap Growth |
0.83%
|
Marsh & McLennan Companies, Inc.
| MMC |
Financials
| Large-Cap Growth |
0.83%
|
ResMed Inc.
| RMD |
Health Care
| Large-Cap Growth |
0.83%
|
AT&T Inc.
| T |
Communication Services
| Large-Cap Value |
0.82%
|
Archer-Daniels-Midland Company
| ADM |
Consumer Staples
| Large-Cap Value |
0.82%
|
FedEx Corporation
| FDX |
Industrials
| Large-Cap Value |
0.82%
|
The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
0.82%
|
EOG Resources, Inc.
| EOG |
Energy
| Large-Cap Value |
0.82%
|
Tractor Supply Company
| TSCO |
Consumer Discretionary
| Large-Cap Growth |
0.82%
|
Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
0.82%
|
Monster Beverage Corporation
| MNST |
Consumer Staples
| Large-Cap Growth |
0.82%
|
Walmart Inc.
| WMT |
Consumer Staples
| Large-Cap Growth |
0.81%
|
Quanta Services, Inc.
| PWR |
Industrials
| Large-Cap Growth |
0.81%
|
Mondelez International, Inc.
| MDLZ |
Consumer Staples
| Large-Cap Value |
0.81%
|
The TJX Companies, Inc.
| TJX |
Consumer Discretionary
| Large-Cap Growth |
0.80%
|
ConocoPhillips
| COP |
Energy
| Large-Cap Value |
0.80%
|
Elevance Health Inc.
| ELV |
Health Care
| Large-Cap Value |
0.80%
|
PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.79%
|
Republic Services, Inc.
| RSG |
Industrials
| Large-Cap Value |
0.79%
|
Diamondback Energy, Inc.
| FANG |
Energy
| Large-Cap Value |
0.79%
|
Ross Stores, Inc.
| ROST |
Consumer Discretionary
| Large-Cap Growth |
0.78%
|
Palo Alto Networks, Inc.
| PANW |
Information Technology
| Large-Cap Growth |
0.78%
|
General Motors Company
| GM |
Consumer Discretionary
| Large-Cap Value |
0.77%
|
Costco Wholesale Corporation
| COST |
Consumer Staples
| Large-Cap Growth |
0.76%
|
Amphenol Corporation
| APH |
Information Technology
| Large-Cap Growth |
0.76%
|
ON Semiconductor Corporation
| ON |
Information Technology
| Large-Cap Value |
0.76%
|
Coupang, Inc.
| CPNG |
Consumer Discretionary
| Large-Cap Growth |
0.76%
|
Waste Management, Inc.
| WM |
Industrials
| Large-Cap Growth |
0.75%
|
Amazon.com, Inc.
| AMZN |
Consumer Discretionary
| Large-Cap Growth |
0.74%
|
Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
0.73%
|
Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
0.72%
|
Meta Platforms Inc. (Class A)
| META |
Communication Services
| Large-Cap Growth |
0.71%
|
Nippon Telegraph and Telephone Corporation (ADR)
| NTTYY |
Communication Services
| Large-Cap Value |
0.70%
|
Chubb Limited
| CB |
Financials
| Large-Cap Value |
0.69%
|
Chugai Pharmaceutical Co., Ltd. (ADR)
| CHGCY |
Health Care
| Large-Cap Value |
0.69%
|
Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.68%
|
Chipotle Mexican Grill, Inc.
| CMG |
Consumer Discretionary
| Large-Cap Growth |
0.68%
|
Iberdrola S.A. (ADR)
| IBDRY |
Utilities
| Large-Cap Value |
0.67%
|
Novartis AG (ADR)
| NVS |
Health Care
| Large-Cap Value |
0.66%
|
Air Liquide S.A. (ADR)
| AIQUY |
Materials
| Large-Cap Value |
0.66%
|
Daiichi Sankyo Company, Limited (ADR)
| DSNKY |
Health Care
| Large-Cap Growth |
0.66%
|
HSBC Holdings Plc (ADR)
| HSBC |
Financials
| Large-Cap Value |
0.65%
|
Sumitomo Mitsui Financial Group, Inc. (ADR)
| SMFG |
Financials
| Large-Cap Value |
0.65%
|
Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR)
| MURGY |
Financials
| Large-Cap Value |
0.65%
|
DBS Group Holdings Ltd. (ADR)
| DBSDY |
Financials
| Large-Cap Value |
0.64%
|
Nintendo Co., Ltd. (ADR)
| NTDOY |
Communication Services
| Large-Cap Value |
0.64%
|
L'Oreal S.A. (ADR)
| LRLCY |
Consumer Staples
| Large-Cap Growth |
0.64%
|
Itochu Corp. (ADR)
| ITOCY |
Industrials
| Large-Cap Value |
0.64%
|
Industria de Diseno Textil, S.A. (ADR)
| IDEXY |
Consumer Discretionary
| Large-Cap Value |
0.64%
|
Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.64%
|
TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.63%
|
Rio Tinto Plc (ADR)
| RIO |
Materials
| Large-Cap Value |
0.63%
|
Super Micro Computer, Inc.
| SMCI |
Information Technology
| Large-Cap Growth |
0.63%
|
PDD Holdings Inc. (ADR)
| PDD |
Consumer Discretionary
| Large-Cap Growth |
0.63%
|
Mercedes-Benz Group AG (ADR)
| MBGYY |
Consumer Discretionary
| Large-Cap Value |
0.63%
|
Tokio Marine Holdings, Inc. (ADR)
| TKOMY |
Financials
| Large-Cap Value |
0.62%
|
Vistra Corp.
| VST |
Utilities
| Mid-Cap Growth |
0.62%
|
Prosus N.V. (ADR)
| PROSY |
Consumer Discretionary
| Large-Cap Value |
0.62%
|
Toyota Motor Corporation
| TM |
Consumer Discretionary
| Large-Cap Value |
0.61%
|
Equinor ASA
| EQNR |
Energy
| Large-Cap Value |
0.61%
|
Mitsui & Co., Ltd. (ADR)
| MITSY |
Industrials
| Large-Cap Value |
0.61%
|
Recruit Holdings Co., Ltd. (ADR)
| RCRUY |
Industrials
| Large-Cap Value |
0.61%
|
Stellantis N.V.
| STLA |
Consumer Discretionary
| Large-Cap Value |
0.59%
|
Hitachi, Ltd. (ADR)
| HTHIY |
Industrials
| Large-Cap Value |
0.58%
|
Novo Nordisk A/S (ADR)
| NVO |
Health Care
| Large-Cap Growth |
0.57%
|
Lantheus Holdings, Inc.
| LNTH |
Health Care
| Mid-Cap Growth |
0.47%
|
Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Mid-Cap Value |
0.42%
|
Mueller Industries, Inc.
| MLI |
Industrials
| Mid-Cap Value |
0.40%
|
PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
0.40%
|
Liberty Broadband Corporation (Class C)
| LBRDK |
Communication Services
| Mid-Cap Value |
0.40%
|
Incyte Corporation
| INCY |
Health Care
| Mid-Cap Value |
0.38%
|
MGIC Investment Corporation
| MTG |
Financials
| Mid-Cap Value |
0.38%
|
M&T Bank Corporation
| MTB |
Financials
| Large-Cap Value |
0.38%
|
Applied Industrial Technologies, Inc.
| AIT |
Industrials
| Mid-Cap Growth |
0.37%
|
Insight Enterprises, Inc.
| NSIT |
Information Technology
| Mid-Cap Growth |
0.37%
|
Commercial Metals Company
| CMC |
Materials
| Mid-Cap Value |
0.37%
|
Molina Healthcare, Inc.
| MOH |
Health Care
| Mid-Cap Growth |
0.37%
|
Erie Indemnity Company
| ERIE |
Financials
| Mid-Cap Growth |
0.37%
|
Murphy USA Inc.
| MUSA |
Consumer Discretionary
| Mid-Cap Growth |
0.37%
|
Atmos Energy Corporation
| ATO |
Utilities
| Mid-Cap Value |
0.36%
|
NOV Inc.
| NOV |
Energy
| Mid-Cap Value |
0.36%
|
Teledyne Technologies Incorporated
| TDY |
Information Technology
| Mid-Cap Value |
0.36%
|
Badger Meter, Inc.
| BMI |
Information Technology
| Mid-Cap Growth |
0.36%
|
CNA Financial Corporation
| CNA |
Financials
| Mid-Cap Value |
0.35%
|
Casey's General Stores, Inc.
| CASY |
Consumer Staples
| Mid-Cap Growth |
0.35%
|
Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
0.35%
|
Loews Corporation
| L |
Financials
| Mid-Cap Value |
0.35%
|
Ingredion Incorporated
| INGR |
Consumer Staples
| Mid-Cap Value |
0.35%
|
Reliance Inc.
| RS |
Materials
| Mid-Cap Value |
0.35%
|
Molson Coors Beverage Company
| TAP |
Consumer Staples
| Mid-Cap Value |
0.35%
|
The Mosaic Company
| MOS |
Materials
| Mid-Cap Value |
0.35%
|
Fox Corporation (Class A)
| FOXA |
Communication Services
| Mid-Cap Value |
0.35%
|
Cincinnati Financial Corporation
| CINF |
Financials
| Mid-Cap Value |
0.34%
|
The New York Times Company (Class A)
| NYT |
Communication Services
| Mid-Cap Growth |
0.34%
|
Unum Group
| UNM |
Financials
| Mid-Cap Value |
0.34%
|
National Fuel Gas Company
| NFG |
Utilities
| Mid-Cap Value |
0.34%
|
FTI Consulting, Inc.
| FCN |
Industrials
| Mid-Cap Growth |
0.34%
|
FMC Corporation
| FMC |
Materials
| Mid-Cap Value |
0.34%
|
United Therapeutics Corporation
| UTHR |
Health Care
| Mid-Cap Value |
0.34%
|
Qualys, Inc.
| QLYS |
Information Technology
| Mid-Cap Growth |
0.34%
|
Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Mid-Cap Growth |
0.34%
|
Science Applications International Corporation
| SAIC |
Industrials
| Mid-Cap Growth |
0.34%
|
Tidewater Inc.
| TDW |
Energy
| Mid-Cap Growth |
0.34%
|
AptarGroup, Inc.
| ATR |
Materials
| Mid-Cap Growth |
0.33%
|
F5 Inc.
| FFIV |
Information Technology
| Mid-Cap Growth |
0.33%
|
Comfort Systems USA, Inc.
| FIX |
Industrials
| Mid-Cap Growth |
0.33%
|
AAON, Inc.
| AAON |
Industrials
| Mid-Cap Growth |
0.33%
|
Commvault Systems, Inc.
| CVLT |
Information Technology
| Mid-Cap Growth |
0.33%
|
BJ's Wholesale Club Holdings, Inc.
| BJ |
Consumer Staples
| Mid-Cap Growth |
0.33%
|
Tradeweb Markets Inc. (Class A)
| TW |
Financials
| Mid-Cap Growth |
0.33%
|
Chewy, Inc. (Class A)
| CHWY |
Consumer Discretionary
| Mid-Cap Growth |
0.33%
|
Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
0.33%
|
HF Sinclair Corp.
| DINO |
Energy
| Mid-Cap Value |
0.33%
|
Cirrus Logic, Inc.
| CRUS |
Information Technology
| Mid-Cap Growth |
0.32%
|
EMCOR Group, Inc.
| EME |
Industrials
| Mid-Cap Growth |
0.32%
|
Texas Roadhouse, Inc.
| TXRH |
Consumer Discretionary
| Mid-Cap Growth |
0.32%
|
Coterra Energy Inc.
| CTRA |
Energy
| Mid-Cap Value |
0.31%
|
Interactive Brokers Group, Inc. (Class A)
| IBKR |
Financials
| Large-Cap Value |
0.31%
|
Hewlett Packard Enterprise Company
| HPE |
Information Technology
| Mid-Cap Value |
0.31%
|
Medpace Holdings, Inc.
| MEDP |
Health Care
| Mid-Cap Growth |
0.31%
|
EQT Corporation
| EQT |
Energy
| Mid-Cap Value |
0.30%
|
Deckers Outdoor Corporation
| DECK |
Consumer Discretionary
| Mid-Cap Growth |
0.30%
|
Ulta Beauty, Inc.
| ULTA |
Consumer Discretionary
| Mid-Cap Growth |
0.30%
|
Chesapeake Energy Corporation
| CHK |
Energy
| Mid-Cap Value |
0.30%
|
Abercrombie & Fitch Co. (Class A)
| ANF |
Consumer Discretionary
| Mid-Cap Growth |
0.28%
|
Columbia Banking System, Inc.
| COLB |
Financials
| Mid-Cap Value |
0.22%
|
M/I Homes, Inc.
| MHO |
Consumer Discretionary
| Small-Cap Value |
0.22%
|
Graham Holdings Company
| GHC |
Consumer Discretionary
| Small-Cap Value |
0.21%
|
First Financial Bancorp.
| FFBC |
Financials
| Small-Cap Value |
0.21%
|
WSFS Financial Corporation
| WSFS |
Financials
| Small-Cap Value |
0.20%
|
Terex Corporation
| TEX |
Industrials
| Small-Cap Growth |
0.20%
|
Cathay General Bancorp
| CATY |
Financials
| Small-Cap Value |
0.20%
|
International Bancshares Corporation
| IBOC |
Financials
| Small-Cap Value |
0.20%
|
Avidity Biosciences, Inc.
| RNA |
Health Care
| Small-Cap Growth |
0.20%
|
Otter Tail Corporation
| OTTR |
Utilities
| Small-Cap Growth |
0.19%
|
TEGNA Inc.
| TGNA |
Communication Services
| Small-Cap Value |
0.19%
|
La-Z-Boy Incorporated
| LZB |
Consumer Discretionary
| Small-Cap Value |
0.19%
|
Weis Markets, Inc.
| WMK |
Consumer Staples
| Small-Cap Value |
0.19%
|
Spire Inc.
| SR |
Utilities
| Small-Cap Value |
0.19%
|
The Andersons, Inc.
| ANDE |
Consumer Staples
| Small-Cap Value |
0.19%
|
Avista Corporation
| AVA |
Utilities
| Small-Cap Value |
0.19%
|
CVB Financial Corp.
| CVBF |
Financials
| Small-Cap Value |
0.19%
|
CorVel Corporation
| CRVL |
Health Care
| Mid-Cap Growth |
0.19%
|
MGE Energy, Inc.
| MGEE |
Utilities
| Small-Cap Growth |
0.19%
|
ACADIA Pharmaceuticals Inc.
| ACAD |
Health Care
| Small-Cap Growth |
0.19%
|
Primoris Services Corporation
| PRIM |
Industrials
| Small-Cap Growth |
0.19%
|
Corcept Therapeutics Incorporated
| CORT |
Health Care
| Small-Cap Growth |
0.19%
|
PJT Partners Inc. (Class A)
| PJT |
Financials
| Small-Cap Growth |
0.19%
|
Black Hills Corporation
| BKH |
Utilities
| Small-Cap Value |
0.18%
|
Sanmina Corporation
| SANM |
Information Technology
| Small-Cap Value |
0.18%
|
American Eagle Outfitters, Inc.
| AEO |
Consumer Discretionary
| Small-Cap Growth |
0.18%
|
Cabot Corporation
| CBT |
Materials
| Mid-Cap Growth |
0.18%
|
Helmerich & Payne, Inc.
| HP |
Energy
| Small-Cap Value |
0.18%
|
Cal-Maine Foods, Inc.
| CALM |
Consumer Staples
| Small-Cap Value |
0.18%
|
Hub Group, Inc.
| HUBG |
Industrials
| Small-Cap Value |
0.18%
|
Stride Inc.
| LRN |
Consumer Discretionary
| Small-Cap Growth |
0.18%
|
ADMA Biologics, Inc.
| ADMA |
Health Care
| Small-Cap Growth |
0.18%
|
ONE Gas, Inc.
| OGS |
Utilities
| Small-Cap Value |
0.18%
|
Schneider National, Inc. (Class B)
| SNDR |
Industrials
| Small-Cap Value |
0.18%
|
Alkami Technology, Inc.
| ALKT |
Information Technology
| Small-Cap Growth |
0.18%
|
Vishay Intertechnology, Inc.
| VSH |
Information Technology
| Small-Cap Value |
0.17%
|
Brady Corporation
| BRC |
Industrials
| Small-Cap Growth |
0.17%
|
Urban Outfitters, Inc.
| URBN |
Consumer Discretionary
| Small-Cap Value |
0.17%
|
Dycom Industries, Inc.
| DY |
Industrials
| Mid-Cap Growth |
0.17%
|
Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.17%
|
Edgewell Personal Care Company
| EPC |
Consumer Staples
| Small-Cap Value |
0.17%
|
Agilysys, Inc.
| AGYS |
Information Technology
| Small-Cap Growth |
0.17%
|
Sterling Infrastructure Inc.
| STRL |
Industrials
| Small-Cap Growth |
0.17%
|
Innospec Inc.
| IOSP |
Materials
| Small-Cap Growth |
0.17%
|
Grand Canyon Education, Inc.
| LOPE |
Consumer Discretionary
| Small-Cap Growth |
0.17%
|
Visteon Corporation
| VC |
Consumer Discretionary
| Small-Cap Growth |
0.17%
|
Hims & Hers Health, Inc.
| HIMS |
Health Care
| Mid-Cap Growth |
0.17%
|
Photronics, Inc.
| PLAB |
Information Technology
| Small-Cap Value |
0.16%
|
Comstock Resources, Inc.
| CRK |
Energy
| Small-Cap Value |
0.16%
|
CNX Resources Corporation
| CNX |
Energy
| Small-Cap Value |
0.16%
|
InterDigital, Inc.
| IDCC |
Information Technology
| Small-Cap Growth |
0.16%
|
IES Holdings, Inc.
| IESC |
Industrials
| Small-Cap Growth |
0.16%
|
Warrior Met Coal, Inc.
| HCC |
Materials
| Small-Cap Value |
0.16%
|
CONSOL Energy Inc.
| CEIX |
Energy
| Small-Cap Growth |
0.16%
|
Concentrix Corporation
| CNXC |
Industrials
| Small-Cap Value |
0.16%
|
Oscar Health, Inc. (Class A)
| OSCR |
Financials
| Small-Cap Growth |
0.16%
|
Gulfport Energy Corporation
| GPOR |
Energy
| Small-Cap Value |
0.16%
|
Columbia Sportswear Company
| COLM |
Consumer Discretionary
| Small-Cap Growth |
0.15%
|
Peabody Energy Corporation
| BTU |
Energy
| Small-Cap Value |
0.15%
|
Axcelis Technologies, Inc.
| ACLS |
Information Technology
| Small-Cap Growth |
0.14%
|
|
|
Total Number of Holdings: 210 |
|
Underlying Securities information represented above is as of 07/26/2024 but will vary with future fluctuations in the market. |
Standard Account Sales Charges * |
Transactional sales charges: |
Initial: |
0.05% |
|
Deferred: |
1.31% |
C&D Fee: |
|
0.49% |
Maximum Sales Charge: |
|
1.85% |
|
30335W763 |
Cash |
Semi-Annual |
30335W771 |
Reinvest |
Semi-Annual |
|
* Based on the offer price as of 07/26/2024 4:00pm ET |
Fee/Wrap Account Sales Charges * |
C&D Fee: |
|
0.49% |
Maximum Sales Charge: |
|
0.49% |
|
30335W789 |
Cash-Fee |
Semi-Annual |
30335W797 |
Reinvest-Fee |
Semi-Annual |
|
* Based on the NAV price as of 07/26/2024 4:00pm ET |
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.
Deferred Sales Charge Schedule |
$0.04500
|
October 18, 2024
|
$0.04500
|
November 20, 2024
|
$0.04500
|
December 20, 2024
|
|
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
|
|
30335W763 |
(Cash) |
30335W771 |
(Reinvest) |
30335W789 |
(Cash-Fee) |
30335W797 |
(Reinvest-Fee) |
|
|
|
|
|
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
|