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A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
DE3Q24 |
Portfolio Status: |
Primary |
Initial Offer Date: |
07/09/2024 |
Portfolio Ending Date: |
10/15/2025 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.4722 |
POP(*): |
$10.6186 |
Remaining Deferred Sales Charge: |
$0.1350 |
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* As of Trade Date: 08/30/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
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Communication Services |
5.78% |
Consumer Discretionary |
15.30% |
Consumer Staples |
11.30% |
Energy |
9.59% |
Financials |
14.11% |
Health Care |
9.97% |
Industrials |
14.42% |
Information Technology |
10.16% |
Materials |
4.17% |
Real Estate |
0.00% |
Utilities |
4.98% |
Other |
0.22% |
|
|
|
Large |
Mid |
Small |
|
Growth |
29.71% |
10.92% |
5.33% |
|
Value |
39.71% |
9.38% |
4.73% |
|
Large-Cap Growth |
29.71% |
Large-Cap Value |
39.71% |
Mid-Cap Growth |
10.92% |
Mid-Cap Value |
9.38% |
Small-Cap Growth |
5.33% |
Small-Cap Value |
4.73% |
Undetermined |
0.22% |
|
U.S. Stocks |
80.49% |
|
Other |
0.22% |
Non-U.S. Stocks |
19.29% |
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The style and sector characteristics of the portfolio are determined as of 08/30/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$145,633 |
Price/Earnings |
15.61 |
Price/Book |
2.43 |
|
As of 8/30/2024
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|
All market capitalization numbers are in USD$ Millions. All figures are subject to change.
D.R. Horton, Inc.
| DHI |
Consumer Discretionary
| Large-Cap Value |
1.08%
|
ResMed Inc.
| RMD |
Health Care
| Large-Cap Growth |
1.00%
|
Lennar Corporation
| LEN |
Consumer Discretionary
| Large-Cap Value |
1.00%
|
Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
0.98%
|
The Progressive Corporation
| PGR |
Financials
| Large-Cap Growth |
0.95%
|
Centene Corporation
| CNC |
Health Care
| Large-Cap Value |
0.93%
|
Charter Communications, Inc. (Class A)
| CHTR |
Communication Services
| Large-Cap Value |
0.93%
|
Xcel Energy Inc.
| XEL |
Utilities
| Large-Cap Value |
0.92%
|
The Hartford Financial Services Group, Inc.
| HIG |
Financials
| Large-Cap Value |
0.92%
|
Altria Group, Inc.
| MO |
Consumer Staples
| Large-Cap Value |
0.91%
|
Berkshire Hathaway Inc. (Class B)
| BRK/B |
Financials
| Large-Cap Value |
0.91%
|
Consolidated Edison, Inc.
| ED |
Utilities
| Large-Cap Value |
0.90%
|
Cognizant Technology Solutions Corporation
| CTSH |
Information Technology
| Large-Cap Value |
0.90%
|
International Business Machines Corporation
| IBM |
Information Technology
| Large-Cap Growth |
0.89%
|
Keurig Dr Pepper Inc.
| KDP |
Consumer Staples
| Large-Cap Value |
0.89%
|
Walmart Inc.
| WMT |
Consumer Staples
| Large-Cap Growth |
0.87%
|
CME Group Inc.
| CME |
Financials
| Large-Cap Value |
0.87%
|
Cisco Systems, Inc.
| CSCO |
Information Technology
| Large-Cap Growth |
0.86%
|
The Kraft Heinz Company
| KHC |
Consumer Staples
| Large-Cap Value |
0.86%
|
Deere & Company
| DE |
Industrials
| Large-Cap Growth |
0.85%
|
Fastenal Company
| FAST |
Industrials
| Large-Cap Growth |
0.85%
|
Mondelez International, Inc.
| MDLZ |
Consumer Staples
| Large-Cap Value |
0.85%
|
Kinder Morgan, Inc.
| KMI |
Energy
| Large-Cap Value |
0.85%
|
Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
0.84%
|
W.W. Grainger, Inc.
| GWW |
Industrials
| Large-Cap Growth |
0.84%
|
Marsh & McLennan Companies, Inc.
| MMC |
Financials
| Large-Cap Growth |
0.84%
|
Quanta Services, Inc.
| PWR |
Industrials
| Large-Cap Growth |
0.84%
|
General Motors Company
| GM |
Consumer Discretionary
| Large-Cap Value |
0.84%
|
Palo Alto Networks, Inc.
| PANW |
Information Technology
| Large-Cap Growth |
0.84%
|
AT&T Inc.
| T |
Communication Services
| Large-Cap Value |
0.83%
|
Republic Services, Inc.
| RSG |
Industrials
| Large-Cap Growth |
0.83%
|
Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
0.82%
|
The Hershey Company
| HSY |
Consumer Staples
| Large-Cap Growth |
0.82%
|
The TJX Companies, Inc.
| TJX |
Consumer Discretionary
| Large-Cap Growth |
0.82%
|
Elevance Health Inc.
| ELV |
Health Care
| Large-Cap Value |
0.82%
|
Chugai Pharmaceutical Co., Ltd. (ADR)
| CHGCY |
Health Care
| Large-Cap Growth |
0.82%
|
Vertex Pharmaceuticals Incorporated
| VRTX |
Health Care
| Large-Cap Growth |
0.81%
|
Tractor Supply Company
| TSCO |
Consumer Discretionary
| Large-Cap Growth |
0.81%
|
ON Semiconductor Corporation
| ON |
Information Technology
| Large-Cap Value |
0.81%
|
Coupang, Inc.
| CPNG |
Consumer Discretionary
| Large-Cap Growth |
0.81%
|
The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
0.80%
|
Costco Wholesale Corporation
| COST |
Consumer Staples
| Large-Cap Growth |
0.80%
|
EOG Resources, Inc.
| EOG |
Energy
| Large-Cap Value |
0.80%
|
Ross Stores, Inc.
| ROST |
Consumer Discretionary
| Large-Cap Growth |
0.80%
|
FedEx Corporation
| FDX |
Industrials
| Large-Cap Value |
0.79%
|
Waste Management, Inc.
| WM |
Industrials
| Large-Cap Growth |
0.79%
|
ConocoPhillips
| COP |
Energy
| Large-Cap Value |
0.79%
|
Nucor Corporation
| NUE |
Materials
| Large-Cap Value |
0.78%
|
Amphenol Corporation
| APH |
Information Technology
| Large-Cap Growth |
0.78%
|
Meta Platforms Inc. (Class A)
| META |
Communication Services
| Large-Cap Growth |
0.77%
|
Archer-Daniels-Midland Company
| ADM |
Consumer Staples
| Large-Cap Value |
0.75%
|
PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.75%
|
Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
0.75%
|
Diamondback Energy, Inc.
| FANG |
Energy
| Large-Cap Value |
0.75%
|
Chipotle Mexican Grill, Inc.
| CMG |
Consumer Discretionary
| Large-Cap Growth |
0.74%
|
Monster Beverage Corporation
| MNST |
Consumer Staples
| Large-Cap Growth |
0.74%
|
Daiichi Sankyo Company, Limited (ADR)
| DSNKY |
Health Care
| Large-Cap Growth |
0.72%
|
Vistra Corp.
| VST |
Utilities
| Large-Cap Growth |
0.72%
|
Chubb Limited
| CB |
Financials
| Large-Cap Value |
0.71%
|
Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
0.70%
|
Novartis AG (ADR)
| NVS |
Health Care
| Large-Cap Growth |
0.70%
|
Amazon.com, Inc.
| AMZN |
Consumer Discretionary
| Large-Cap Growth |
0.70%
|
Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.70%
|
Nippon Telegraph and Telephone Corporation (ADR)
| NTTYY |
Communication Services
| Large-Cap Value |
0.70%
|
Iberdrola S.A. (ADR)
| IBDRY |
Utilities
| Large-Cap Value |
0.70%
|
Recruit Holdings Co., Ltd. (ADR)
| RCRUY |
Industrials
| Large-Cap Growth |
0.70%
|
Industria de Diseno Textil, S.A. (ADR)
| IDEXY |
Consumer Discretionary
| Large-Cap Growth |
0.69%
|
Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR)
| MURGY |
Financials
| Large-Cap Value |
0.68%
|
Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
0.68%
|
Hitachi, Ltd. (ADR)
| HTHIY |
Industrials
| Large-Cap Value |
0.66%
|
Air Liquide S.A. (ADR)
| AIQUY |
Materials
| Large-Cap Value |
0.66%
|
Itochu Corp. (ADR)
| ITOCY |
Industrials
| Large-Cap Value |
0.66%
|
Prosus N.V. (ADR)
| PROSY |
Consumer Discretionary
| Large-Cap Value |
0.65%
|
HSBC Holdings Plc (ADR)
| HSBC |
Financials
| Large-Cap Value |
0.64%
|
DBS Group Holdings Ltd. (ADR)
| DBSDY |
Financials
| Large-Cap Value |
0.63%
|
Nintendo Co., Ltd. (ADR)
| NTDOY |
Communication Services
| Large-Cap Value |
0.63%
|
L'Oreal S.A. (ADR)
| LRLCY |
Consumer Staples
| Large-Cap Growth |
0.63%
|
TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.62%
|
Tokio Marine Holdings, Inc. (ADR)
| TKOMY |
Financials
| Large-Cap Value |
0.62%
|
Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.62%
|
Novo Nordisk A/S (ADR)
| NVO |
Health Care
| Large-Cap Growth |
0.61%
|
Equinor ASA
| EQNR |
Energy
| Large-Cap Value |
0.61%
|
Mercedes-Benz Group AG (ADR)
| MBGYY |
Consumer Discretionary
| Large-Cap Value |
0.61%
|
Sumitomo Mitsui Financial Group, Inc. (ADR)
| SMFG |
Financials
| Large-Cap Value |
0.60%
|
Rio Tinto Plc (ADR)
| RIO |
Materials
| Large-Cap Value |
0.59%
|
Toyota Motor Corporation
| TM |
Consumer Discretionary
| Large-Cap Value |
0.58%
|
Mitsui & Co., Ltd. (ADR)
| MITSY |
Industrials
| Large-Cap Value |
0.56%
|
Stellantis N.V.
| STLA |
Consumer Discretionary
| Large-Cap Value |
0.54%
|
PDD Holdings Inc. (ADR)
| PDD |
Consumer Discretionary
| Large-Cap Growth |
0.45%
|
Erie Indemnity Company
| ERIE |
Financials
| Mid-Cap Growth |
0.44%
|
Lantheus Holdings, Inc.
| LNTH |
Health Care
| Mid-Cap Growth |
0.43%
|
Mueller Industries, Inc.
| MLI |
Industrials
| Mid-Cap Value |
0.40%
|
Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Mid-Cap Value |
0.40%
|
Commvault Systems, Inc.
| CVLT |
Information Technology
| Mid-Cap Growth |
0.40%
|
PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Large-Cap Value |
0.39%
|
Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Mid-Cap Growth |
0.39%
|
Super Micro Computer, Inc.
| SMCI |
Information Technology
| Mid-Cap Growth |
0.38%
|
Fox Corporation (Class A)
| FOXA |
Communication Services
| Mid-Cap Value |
0.38%
|
Cincinnati Financial Corporation
| CINF |
Financials
| Mid-Cap Value |
0.37%
|
MGIC Investment Corporation
| MTG |
Financials
| Mid-Cap Value |
0.37%
|
M&T Bank Corporation
| MTB |
Financials
| Large-Cap Value |
0.37%
|
Ingredion Incorporated
| INGR |
Consumer Staples
| Mid-Cap Value |
0.37%
|
Molina Healthcare, Inc.
| MOH |
Health Care
| Mid-Cap Growth |
0.37%
|
Liberty Broadband Corporation (Class C)
| LBRDK |
Communication Services
| Mid-Cap Value |
0.37%
|
CNA Financial Corporation
| CNA |
Financials
| Mid-Cap Value |
0.36%
|
Atmos Energy Corporation
| ATO |
Utilities
| Mid-Cap Value |
0.36%
|
F5 Inc.
| FFIV |
Information Technology
| Mid-Cap Growth |
0.36%
|
FMC Corporation
| FMC |
Materials
| Mid-Cap Value |
0.36%
|
Comfort Systems USA, Inc.
| FIX |
Industrials
| Mid-Cap Growth |
0.36%
|
United Therapeutics Corporation
| UTHR |
Health Care
| Mid-Cap Value |
0.36%
|
Murphy USA Inc.
| MUSA |
Consumer Discretionary
| Mid-Cap Growth |
0.36%
|
Science Applications International Corporation
| SAIC |
Industrials
| Mid-Cap Growth |
0.36%
|
Chewy, Inc. (Class A)
| CHWY |
Consumer Discretionary
| Mid-Cap Growth |
0.36%
|
Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
0.35%
|
Incyte Corporation
| INCY |
Health Care
| Mid-Cap Growth |
0.35%
|
Insight Enterprises, Inc.
| NSIT |
Information Technology
| Mid-Cap Growth |
0.35%
|
Unum Group
| UNM |
Financials
| Mid-Cap Value |
0.35%
|
Teledyne Technologies Incorporated
| TDY |
Information Technology
| Mid-Cap Value |
0.35%
|
Cirrus Logic, Inc.
| CRUS |
Information Technology
| Mid-Cap Growth |
0.35%
|
Badger Meter, Inc.
| BMI |
Information Technology
| Mid-Cap Growth |
0.35%
|
AAON, Inc.
| AAON |
Industrials
| Mid-Cap Growth |
0.35%
|
Tradeweb Markets Inc. (Class A)
| TW |
Financials
| Mid-Cap Growth |
0.35%
|
AptarGroup, Inc.
| ATR |
Materials
| Mid-Cap Growth |
0.34%
|
Applied Industrial Technologies, Inc.
| AIT |
Industrials
| Mid-Cap Growth |
0.34%
|
Loews Corporation
| L |
Financials
| Mid-Cap Value |
0.34%
|
EMCOR Group, Inc.
| EME |
Industrials
| Mid-Cap Growth |
0.34%
|
National Fuel Gas Company
| NFG |
Utilities
| Mid-Cap Value |
0.34%
|
FTI Consulting, Inc.
| FCN |
Industrials
| Mid-Cap Growth |
0.34%
|
Molson Coors Beverage Company
| TAP |
Consumer Staples
| Mid-Cap Value |
0.34%
|
The New York Times Company (Class A)
| NYT |
Communication Services
| Mid-Cap Growth |
0.33%
|
Interactive Brokers Group, Inc. (Class A)
| IBKR |
Financials
| Mid-Cap Growth |
0.33%
|
The Mosaic Company
| MOS |
Materials
| Mid-Cap Value |
0.33%
|
Commercial Metals Company
| CMC |
Materials
| Mid-Cap Value |
0.32%
|
Reliance Inc.
| RS |
Materials
| Mid-Cap Value |
0.32%
|
Casey's General Stores, Inc.
| CASY |
Consumer Staples
| Mid-Cap Growth |
0.31%
|
NOV Inc.
| NOV |
Energy
| Mid-Cap Value |
0.31%
|
Texas Roadhouse, Inc.
| TXRH |
Consumer Discretionary
| Mid-Cap Growth |
0.31%
|
Deckers Outdoor Corporation
| DECK |
Consumer Discretionary
| Mid-Cap Growth |
0.31%
|
HF Sinclair Corp.
| DINO |
Energy
| Mid-Cap Value |
0.31%
|
Coterra Energy Inc.
| CTRA |
Energy
| Mid-Cap Value |
0.29%
|
EQT Corporation
| EQT |
Energy
| Mid-Cap Value |
0.29%
|
Hewlett Packard Enterprise Company
| HPE |
Information Technology
| Mid-Cap Value |
0.29%
|
Tidewater Inc.
| TDW |
Energy
| Small-Cap Growth |
0.29%
|
BJ's Wholesale Club Holdings, Inc.
| BJ |
Consumer Staples
| Mid-Cap Growth |
0.29%
|
Qualys, Inc.
| QLYS |
Information Technology
| Small-Cap Growth |
0.28%
|
Medpace Holdings, Inc.
| MEDP |
Health Care
| Mid-Cap Growth |
0.28%
|
Chesapeake Energy Corporation
| CHK |
Energy
| Mid-Cap Value |
0.28%
|
Ulta Beauty, Inc.
| ULTA |
Consumer Discretionary
| Mid-Cap Growth |
0.27%
|
Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
0.27%
|
Abercrombie & Fitch Co. (Class A)
| ANF |
Consumer Discretionary
| Mid-Cap Growth |
0.26%
|
ADMA Biologics, Inc.
| ADMA |
Health Care
| Small-Cap Growth |
0.23%
|
M/I Homes, Inc.
| MHO |
Consumer Discretionary
| Small-Cap Value |
0.21%
|
IES Holdings, Inc.
| IESC |
Industrials
| Small-Cap Growth |
0.21%
|
Columbia Banking System, Inc.
| COLB |
Financials
| Mid-Cap Value |
0.20%
|
CorVel Corporation
| CRVL |
Health Care
| Mid-Cap Growth |
0.20%
|
Graham Holdings Company
| GHC |
Consumer Discretionary
| Small-Cap Value |
0.19%
|
WSFS Financial Corporation
| WSFS |
Financials
| Small-Cap Value |
0.19%
|
Cathay General Bancorp
| CATY |
Financials
| Small-Cap Value |
0.19%
|
First Financial Bancorp.
| FFBC |
Financials
| Small-Cap Value |
0.19%
|
Stride, Inc.
| LRN |
Consumer Discretionary
| Small-Cap Growth |
0.19%
|
Corcept Therapeutics Incorporated
| CORT |
Health Care
| Small-Cap Growth |
0.19%
|
Brady Corporation
| BRC |
Industrials
| Small-Cap Growth |
0.18%
|
Spire Inc.
| SR |
Utilities
| Small-Cap Value |
0.18%
|
Cabot Corporation
| CBT |
Materials
| Mid-Cap Growth |
0.18%
|
InterDigital, Inc.
| IDCC |
Information Technology
| Small-Cap Growth |
0.18%
|
Cal-Maine Foods, Inc.
| CALM |
Consumer Staples
| Small-Cap Growth |
0.18%
|
Hub Group, Inc.
| HUBG |
Industrials
| Small-Cap Growth |
0.18%
|
International Bancshares Corporation
| IBOC |
Financials
| Small-Cap Value |
0.18%
|
Avista Corporation
| AVA |
Utilities
| Small-Cap Value |
0.18%
|
MGE Energy, Inc.
| MGEE |
Utilities
| Small-Cap Growth |
0.18%
|
Primoris Services Corporation
| PRIM |
Industrials
| Small-Cap Growth |
0.18%
|
PJT Partners Inc. (Class A)
| PJT |
Financials
| Small-Cap Growth |
0.18%
|
Schneider National, Inc. (Class B)
| SNDR |
Industrials
| Small-Cap Value |
0.18%
|
Avidity Biosciences, Inc.
| RNA |
Health Care
| Mid-Cap Growth |
0.18%
|
Concentrix Corporation
| CNXC |
Industrials
| Small-Cap Value |
0.18%
|
Oscar Health, Inc. (Class A)
| OSCR |
Financials
| Small-Cap Growth |
0.18%
|
Black Hills Corporation
| BKH |
Utilities
| Small-Cap Value |
0.17%
|
Terex Corporation
| TEX |
Industrials
| Small-Cap Growth |
0.17%
|
La-Z-Boy Incorporated
| LZB |
Consumer Discretionary
| Small-Cap Value |
0.17%
|
Weis Markets, Inc.
| WMK |
Consumer Staples
| Small-Cap Value |
0.17%
|
Dycom Industries, Inc.
| DY |
Industrials
| Small-Cap Growth |
0.17%
|
Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.17%
|
CNX Resources Corporation
| CNX |
Energy
| Small-Cap Value |
0.17%
|
Agilysys, Inc.
| AGYS |
Information Technology
| Small-Cap Growth |
0.17%
|
The Andersons, Inc.
| ANDE |
Consumer Staples
| Small-Cap Value |
0.17%
|
Sterling Infrastructure Inc.
| STRL |
Industrials
| Small-Cap Growth |
0.17%
|
CVB Financial Corp.
| CVBF |
Financials
| Small-Cap Value |
0.17%
|
ONE Gas, Inc.
| OGS |
Utilities
| Small-Cap Value |
0.17%
|
Alkami Technology, Inc.
| ALKT |
Information Technology
| Small-Cap Growth |
0.17%
|
Otter Tail Corporation
| OTTR |
Utilities
| Small-Cap Growth |
0.16%
|
TEGNA Inc.
| TGNA |
Communication Services
| Small-Cap Value |
0.16%
|
Sanmina Corporation
| SANM |
Information Technology
| Small-Cap Growth |
0.16%
|
Photronics, Inc.
| PLAB |
Information Technology
| Small-Cap Value |
0.16%
|
American Eagle Outfitters, Inc.
| AEO |
Consumer Discretionary
| Small-Cap Growth |
0.16%
|
Edgewell Personal Care Company
| EPC |
Consumer Staples
| Small-Cap Value |
0.16%
|
Columbia Sportswear Company
| COLM |
Consumer Discretionary
| Small-Cap Growth |
0.16%
|
Comstock Resources, Inc.
| CRK |
Energy
| Small-Cap Value |
0.16%
|
Grand Canyon Education, Inc.
| LOPE |
Consumer Discretionary
| Small-Cap Growth |
0.16%
|
ACADIA Pharmaceuticals Inc.
| ACAD |
Health Care
| Small-Cap Growth |
0.16%
|
Peabody Energy Corporation
| BTU |
Energy
| Small-Cap Value |
0.16%
|
CONSOL Energy Inc.
| CEIX |
Energy
| Small-Cap Growth |
0.16%
|
Innospec Inc.
| IOSP |
Materials
| Small-Cap Growth |
0.15%
|
Visteon Corporation
| VC |
Consumer Discretionary
| Small-Cap Growth |
0.15%
|
Gulfport Energy Corporation
| GPOR |
Energy
| Small-Cap Value |
0.15%
|
Vishay Intertechnology, Inc.
| VSH |
Information Technology
| Small-Cap Value |
0.14%
|
Helmerich & Payne, Inc.
| HP |
Energy
| Small-Cap Value |
0.14%
|
Warrior Met Coal, Inc.
| HCC |
Materials
| Small-Cap Value |
0.14%
|
Urban Outfitters, Inc.
| URBN |
Consumer Discretionary
| Small-Cap Value |
0.13%
|
Axcelis Technologies, Inc.
| ACLS |
Information Technology
| Small-Cap Growth |
0.12%
|
Hims & Hers Health, Inc.
| HIMS |
Health Care
| Small-Cap Growth |
0.11%
|
|
|
Total Number of Holdings: 210 |
|
Underlying Securities information represented above is as of 08/30/2024 but will vary with future fluctuations in the market. |
Standard Account Sales Charges * |
Transactional sales charges: |
Initial: |
0.11% |
|
Deferred: |
1.27% |
C&D Fee: |
|
0.47% |
Maximum Sales Charge: |
|
1.85% |
|
30335W763 |
Cash |
Semi-Annual |
30335W771 |
Reinvest |
Semi-Annual |
|
* Based on the offer price as of 08/30/2024 4:00pm ET |
Fee/Wrap Account Sales Charges * |
C&D Fee: |
|
0.48% |
Maximum Sales Charge: |
|
0.48% |
|
30335W789 |
Cash-Fee |
Semi-Annual |
30335W797 |
Reinvest-Fee |
Semi-Annual |
|
* Based on the NAV price as of 08/30/2024 4:00pm ET |
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.
Deferred Sales Charge Schedule |
$0.04500
|
October 18, 2024
|
$0.04500
|
November 20, 2024
|
$0.04500
|
December 20, 2024
|
|
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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