Diversified Equity Strategic Allocation Portfolio, 3rd Quarter 2024 Series
Ticker Symbol: FDFVLX
Holdings (As of Day of Deposit) |
Ticker |
Company Name |
Initial
Weight |
Price* |
Large-Cap Growth Stocks |
GOOGL |
Alphabet Inc. |
0.84% |
$189.03 |
MO |
Altria Group, Inc. |
0.83% |
46.02 |
AMZN |
Amazon.com, Inc. |
0.83% |
199.29 |
APH |
Amphenol Corporation |
0.83% |
67.99 |
CAT |
Caterpillar Inc. |
0.83% |
329.06 |
CMG |
Chipotle Mexican Grill, Inc. |
0.83% |
59.51 |
COST |
Costco Wholesale Corporation |
0.84% |
880.84 |
CPNG |
Coupang, Inc. |
0.83% |
21.41 |
FAST |
Fastenal Company |
0.83% |
62.83 |
HSY |
The Hershey Company |
0.83% |
184.76 |
IBM |
International Business Machines Corporation |
0.83% |
177.64 |
MMC |
Marsh & McLennan Companies, Inc. |
0.84% |
214.26 |
META |
Meta Platforms Inc. |
0.83% |
529.32 |
MSFT |
Microsoft Corporation |
0.83% |
466.24 |
MNST |
Monster Beverage Corporation |
0.83% |
50.18 |
PANW |
Palo Alto Networks, Inc. |
0.83% |
337.64 |
PG |
The Procter & Gamble Company |
0.83% |
166.52 |
PGR |
The Progressive Corporation |
0.84% |
209.71 |
PWR |
Quanta Services, Inc. |
0.83% |
254.66 |
RSG |
Republic Services, Inc. |
0.83% |
195.29 |
RMD |
ResMed Inc. |
0.84% |
192.92 |
ROST |
Ross Stores, Inc. |
0.83% |
146.69 |
SMCI |
Super Micro Computer, Inc. |
0.82% |
899.34 |
TJX |
The TJX Companies, Inc. |
0.83% |
112.21 |
TSCO |
Tractor Supply Company |
0.84% |
260.92 |
VRTX |
Vertex Pharmaceuticals Incorporated |
0.84% |
481.89 |
VST |
Vistra Corp. |
0.83% |
92.88 |
GWW |
W.W. Grainger, Inc. |
0.84% |
917.35 |
WMT |
Walmart Inc. |
0.83% |
69.68 |
WM |
Waste Management, Inc. |
0.83% |
210.62 |
Large-Cap Value Stocks |
AFL |
Aflac Incorporated |
0.83% |
88.52 |
ADM |
Archer-Daniels-Midland Company |
0.83% |
63.38 |
T |
AT&T Inc. |
0.83% |
18.81 |
BRK/B |
Berkshire Hathaway Inc. |
0.83% |
409.08 |
CNC |
Centene Corporation |
0.83% |
66.19 |
CHTR |
Charter Communications, Inc. |
0.83% |
290.56 |
CVX |
Chevron Corporation |
0.83% |
154.33 |
CSCO |
Cisco Systems, Inc. |
0.83% |
46.06 |
CME |
CME Group Inc. |
0.84% |
194.97 |
CTSH |
Cognizant Technology Solutions Corporation |
0.83% |
67.55 |
COP |
ConocoPhillips |
0.83% |
112.23 |
ED |
Consolidated Edison, Inc. |
0.83% |
88.42 |
DHI |
D.R. Horton, Inc. |
0.83% |
136.18 |
DE |
Deere & Company |
0.83% |
355.00 |
FANG |
Diamondback Energy, Inc. |
0.83% |
203.35 |
ELV |
Elevance Health Inc. |
0.82% |
526.55 |
EOG |
EOG Resources, Inc. |
0.83% |
125.63 |
XOM |
Exxon Mobil Corporation |
0.83% |
112.18 |
FDX |
FedEx Corporation |
0.83% |
295.53 |
GM |
General Motors Company |
0.83% |
46.55 |
HIG |
The Hartford Financial Services Group, Inc. |
0.83% |
99.15 |
KDP |
Keurig Dr Pepper Inc. |
0.83% |
32.29 |
KMI |
Kinder Morgan, Inc. |
0.83% |
19.91 |
KHC |
The Kraft Heinz Company |
0.83% |
32.10 |
LEN |
Lennar Corporation |
0.84% |
142.63 |
MDLZ |
Mondelez International, Inc. |
0.83% |
66.16 |
NUE |
Nucor Corporation |
0.83% |
152.47 |
ON |
ON Semiconductor Corporation |
0.83% |
75.01 |
PCAR |
PACCAR Inc |
0.83% |
101.28 |
XEL |
Xcel Energy Inc. |
0.83% |
52.11 |
Mid-Cap Growth Stocks |
AAON |
AAON, Inc. |
0.33% |
85.99 |
ANF |
Abercrombie & Fitch Co. |
0.33% |
178.53 |
AIT |
Applied Industrial Technologies, Inc. |
0.34% |
188.68 |
ATR |
AptarGroup, Inc. |
0.33% |
141.51 |
BMI |
Badger Meter, Inc. |
0.33% |
187.78 |
BJ |
BJ’s Wholesale Club Holdings, Inc. |
0.34% |
87.79 |
CASY |
Casey’s General Stores, Inc. |
0.33% |
367.57 |
CHWY |
Chewy, Inc. |
0.33% |
24.80 |
CRUS |
Cirrus Logic, Inc. |
0.33% |
130.43 |
FIX |
Comfort Systems USA, Inc. |
0.33% |
302.12 |
CVLT |
Commvault Systems, Inc. |
0.33% |
122.05 |
DECK |
Deckers Outdoor Corporation |
0.33% |
952.70 |
EME |
EMCOR Group, Inc. |
0.33% |
363.84 |
ERIE |
Erie Indemnity Company |
0.34% |
369.09 |
FFIV |
F5 Inc. |
0.33% |
173.14 |
FCN |
FTI Consulting, Inc. |
0.33% |
213.71 |
NSIT |
Insight Enterprises, Inc. |
0.34% |
198.28 |
IBKR |
Interactive Brokers Group, Inc. |
0.33% |
123.47 |
LNTH |
Lantheus Holdings, Inc. |
0.33% |
78.82 |
MEDP |
Medpace Holdings, Inc. |
0.33% |
405.64 |
MOH |
Molina Healthcare, Inc. |
0.33% |
292.78 |
MUSA |
Murphy USA Inc. |
0.34% |
459.40 |
NYT |
The New York Times Company |
0.33% |
52.02 |
QLYS |
Qualys, Inc. |
0.33% |
141.67 |
SAIC |
Science Applications International Corporation |
0.33% |
114.47 |
SFM |
Sprouts Farmers Market, Inc. |
0.33% |
82.54 |
TXRH |
Texas Roadhouse, Inc. |
0.33% |
171.56 |
TDW |
Tidewater Inc. |
0.33% |
94.80 |
TW |
Tradeweb Markets Inc. |
0.33% |
105.10 |
ULTA |
Ulta Beauty, Inc. |
0.33% |
395.82 |
Mid-Cap Value Stocks |
ATO |
Atmos Energy Corporation |
0.33% |
114.08 |
CHK |
Chesapeake Energy Corporation |
0.33% |
82.60 |
CHRD |
Chord Energy Corporation |
0.33% |
169.74 |
CINF |
Cincinnati Financial Corporation |
0.33% |
116.68 |
CNA |
CNA Financial Corporation |
0.33% |
44.97 |
CMC |
Commercial Metals Company |
0.33% |
52.42 |
CTRA |
Coterra Energy Inc. |
0.33% |
26.57 |
EQT |
EQT Corporation |
0.33% |
36.38 |
FMC |
FMC Corporation |
0.33% |
56.23 |
FOXA |
Fox Corporation |
0.33% |
34.52 |
HPE |
Hewlett Packard Enterprise Company |
0.33% |
20.89 |
DINO |
HF Sinclair Corp. |
0.33% |
49.99 |
INCY |
Incyte Corporation |
0.33% |
58.17 |
INGR |
Ingredion Incorporated |
0.33% |
112.89 |
LBRDK |
Liberty Broadband Corporation |
0.33% |
52.66 |
L |
Loews Corporation |
0.33% |
74.41 |
MTB |
M&T Bank Corporation |
0.33% |
148.20 |
MTH |
Meritage Homes Corporation |
0.33% |
154.09 |
MTG |
MGIC Investment Corporation |
0.33% |
21.29 |
TAP |
Molson Coors Beverage Company |
0.33% |
50.16 |
MOS |
The Mosaic Company |
0.33% |
27.06 |
MLI |
Mueller Industries, Inc. |
0.33% |
56.50 |
NFG |
National Fuel Gas Company |
0.33% |
54.52 |
NOV |
NOV Inc. |
0.33% |
18.01 |
PHM |
PulteGroup, Inc. |
0.33% |
105.26 |
RS |
Reliance Inc. |
0.33% |
280.70 |
SNA |
Snap-on Incorporated |
0.33% |
257.41 |
TDY |
Teledyne Technologies Incorporated |
0.33% |
382.84 |
UTHR |
United Therapeutics Corporation |
0.33% |
316.89 |
UNM |
Unum Group |
0.33% |
50.18 |
Small-Cap Growth Stocks |
ACAD |
ACADIA Pharmaceuticals Inc. |
0.17% |
16.32 |
ADMA |
ADMA Biologics, Inc. |
0.17% |
11.64 |
AGYS |
Agilysys, Inc. |
0.16% |
105.50 |
ALKT |
Alkami Technology, Inc. |
0.17% |
30.43 |
AEO |
American Eagle Outfitters, Inc. |
0.17% |
19.82 |
RNA |
Avidity Biosciences, Inc. |
0.17% |
38.62 |
ACLS |
Axcelis Technologies, Inc. |
0.17% |
143.63 |
BRC |
Brady Corporation |
0.17% |
66.01 |
CBT |
Cabot Corporation |
0.17% |
89.54 |
COLM |
Columbia Sportswear Company |
0.17% |
79.59 |
CEIX |
CONSOL Energy Inc. |
0.17% |
101.15 |
CORT |
Corcept Therapeutics Incorporated |
0.17% |
29.51 |
CRVL |
CorVel Corporation |
0.17% |
256.20 |
DY |
Dycom Industries, Inc. |
0.17% |
169.89 |
LOPE |
Grand Canyon Education, Inc. |
0.17% |
143.15 |
HIMS |
Hims & Hers Health, Inc. |
0.17% |
20.51 |
IESC |
IES Holdings, Inc. |
0.17% |
141.61 |
IOSP |
Innospec Inc. |
0.16% |
122.63 |
IDCC |
InterDigital, Inc. |
0.17% |
121.48 |
MGEE |
MGE Energy, Inc. |
0.17% |
75.73 |
OSCR |
Oscar Health, Inc. |
0.17% |
16.13 |
OTTR |
Otter Tail Corporation |
0.17% |
85.90 |
PJT |
PJT Partners Inc. |
0.17% |
109.40 |
PRIM |
Primoris Services Corporation |
0.17% |
48.46 |
STRL |
Sterling Infrastructure Inc. |
0.17% |
113.03 |
LRN |
Stride Inc. |
0.17% |
67.57 |
TEX |
Terex Corporation |
0.17% |
53.19 |
URBN |
Urban Outfitters, Inc. |
0.17% |
43.66 |
VC |
Visteon Corporation |
0.17% |
106.08 |
HCC |
Warrior Met Coal, Inc. |
0.17% |
70.21 |
Small-Cap Value Stocks |
ANDE |
The Andersons, Inc. |
0.17% |
48.21 |
AVA |
Avista Corporation |
0.17% |
33.57 |
AVT |
Avnet, Inc. |
0.17% |
51.37 |
BKH |
Black Hills Corporation |
0.17% |
53.42 |
CALM |
Cal-Maine Foods, Inc. |
0.17% |
62.87 |
CATY |
Cathay General Bancorp |
0.17% |
36.32 |
CNX |
CNX Resources Corporation |
0.17% |
25.16 |
COLB |
Columbia Banking System, Inc. |
0.17% |
19.57 |
CRK |
Comstock Resources, Inc. |
0.17% |
10.55 |
CNXC |
Concentrix Corporation |
0.17% |
66.01 |
CVBF |
CVB Financial Corp. |
0.17% |
16.72 |
EPC |
Edgewell Personal Care Company |
0.17% |
39.39 |
FFBC |
First Financial Bancorp. |
0.17% |
21.76 |
GHC |
Graham Holdings Company |
0.18% |
696.62 |
GPOR |
Gulfport Energy Corporation |
0.17% |
154.54 |
HP |
Helmerich & Payne, Inc. |
0.17% |
35.59 |
HUBG |
Hub Group, Inc. |
0.17% |
42.03 |
IBOC |
International Bancshares Corporation |
0.17% |
56.19 |
LZB |
La-Z-Boy Incorporated |
0.17% |
37.51 |
MHO |
M/I Homes, Inc. |
0.17% |
119.17 |
OGS |
ONE Gas, Inc. |
0.17% |
62.22 |
BTU |
Peabody Energy Corporation |
0.17% |
23.46 |
PLAB |
Photronics, Inc. |
0.17% |
25.90 |
SANM |
Sanmina Corporation |
0.17% |
66.53 |
SNDR |
Schneider National, Inc. |
0.17% |
23.45 |
SR |
Spire Inc. |
0.17% |
59.15 |
TGNA |
TEGNA Inc. |
0.17% |
13.75 |
VSH |
Vishay Intertechnology, Inc. |
0.17% |
22.51 |
WMK |
Weis Markets, Inc. |
0.17% |
62.79 |
WSFS |
WSFS Financial Corporation |
0.17% |
45.65 |
International Stocks |
AIQUY |
Air Liquide S.A. |
0.67% |
35.30 |
CB |
Chubb Limited |
0.67% |
252.99 |
CHGCY |
Chugai Pharmaceutical Co., Ltd. |
0.67% |
19.26 |
DSNKY |
Daiichi Sankyo Company, Limited |
0.67% |
36.22 |
DBSDY |
DBS Group Holdings Ltd. |
0.67% |
110.10 |
EQNR |
Equinor ASA |
0.67% |
27.77 |
HTHIY |
Hitachi, Ltd. |
0.67% |
232.64 |
HSBC |
HSBC Holdings Plc |
0.67% |
43.33 |
IBDRY |
Iberdrola S.A. |
0.67% |
51.26 |
IDEXY |
Industria de Diseno Textil, S.A. |
0.67% |
24.74 |
ITOCY |
Itochu Corp. |
0.67% |
100.35 |
LRLCY |
L’Oreal S.A. |
0.67% |
87.75 |
MBGYY |
Mercedes-Benz Group AG |
0.67% |
17.62 |
MITSY |
Mitsui & Co., Ltd. |
0.66% |
953.46 |
MURGY |
Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) |
0.67% |
49.70 |
NTDOY |
Nintendo Co., Ltd. |
0.67% |
13.63 |
NTTYY |
Nippon Telegraph and Telephone Corporation |
0.67% |
23.98 |
NVS |
Novartis AG |
0.67% |
108.06 |
NVO |
Novo Nordisk A/S |
0.66% |
143.07 |
PDD |
PDD Holdings Inc. |
0.67% |
134.68 |
PROSY |
Prosus N.V. |
0.67% |
7.18 |
RCRUY |
Recruit Holdings Co., Ltd. |
0.67% |
11.21 |
RIO |
Rio Tinto Plc |
0.67% |
67.17 |
SNY |
Sanofi |
0.67% |
50.24 |
SHEL |
Shell Plc |
0.67% |
72.72 |
STLA |
Stellantis N.V. |
0.67% |
19.48 |
SMFG |
Sumitomo Mitsui Financial Group, Inc. |
0.67% |
13.79 |
TKOMY |
Tokio Marine Holdings, Inc. |
0.67% |
38.52 |
TTE |
TotalEnergies SE |
0.67% |
69.65 |
TM |
Toyota Motor Corporation |
0.67% |
204.94 |
* As of the close of business on 7/8/24.
Market values are for reference only and are not indicative of your individual cost basis. Holdings were selected by applying the strategy two business days prior to the Initial Offering Date.
Not FDIC Insured Not Bank Guaranteed May Lose Value |
Portfolio Summary |
Initial Offering Date |
7/9/2024 |
Initial Public Offering Price |
$10.00 per Unit |
Portfolio Ending Date |
10/15/2025 |
Historical 12-Month Distribution Rate of Trust Holdings:* |
1.67% |
Historical 12-month Distribution Per Unit:* |
$0.1672 |
Cash CUSIP |
30335W763 |
Reinvestment CUSIP |
30335W771 |
Fee Accounts Cash CUSIP |
30335W789 |
Fee Accounts Cash CUSIP |
30335W797 |
*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions
in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the
securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution
or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the
trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month
distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The
historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will
be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions
over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the
amount shown above due to certain factors that may include, but are not limited to, a change in the dividends
or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.
Fee Table (based on a $10 public offering
price per unit) |
|
Standard |
Fee/Wrap |
Deferred Sales Charge |
1.35% |
— |
Creation & Development Fee (C&D Fee) |
0.50% |
0.50% |
Maximum Sales Charge |
1.85% |
0.50% |
|
|
|
Estimated Organization Costs |
0.120% |
0.120% |
Estimated Annual Trust Operating Expenses |
0.185% |
0.185% |
The deferred sales charge will be deducted in three monthly installments commencing 10/18/24. When
the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the
price exceeds $10.00 per unit, you will pay an initial sales charge. The C&D fee is a charge of $0.050 per unit
collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee
will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%.
Estimated organization costs will be deducted from the assets of the trust at the end of the initial offering
period. Estimated organization costs and trust operating expenses are assessed on a fixed dollar amount per
unit basis which, as a percentage of average net assets, will vary over time. Actual expenses may be more or
less than the estimates. Please see “Fee Table” in the trust prospectus for additional information.
You should consider the portfolio's investment objectives, risks, and
charges and expenses carefully before investing. Contact your financial professional
or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
Risk Considerations
An investment
in this unmanaged unit investment trust
should be made with an understanding of
the risks involved with owning common
stocks, such as an economic recession and the
possible deterioration of either the financial
condition of the issuers of the equity
securities or the general condition of the
stock market.
Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.
An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain
mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources,
management inexperience and less publicly available information.
Large capitalization companies may grow at a slower rate than the overall market.
As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility
within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.
The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.
The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.
This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.