Dorsey Wright Relative Strength Dividend, Series 57
Ticker Symbol: FZXDQX

50 Holdings (As of Day of Deposit)
Ticker Company Name Initial
Weight
Price*
Consumer Discretionary (12%)
DKS Dick’s Sporting Goods, Inc. 2% $208.04
GRMN Garmin Ltd. 2% 180.17
HRB H&R Block, Inc. 2% 62.92
JWN Nordstrom, Inc. 2% 22.82
TXRH Texas Roadhouse, Inc. 2% 161.81
TSCO Tractor Supply Company 2% 270.59
Energy (14%)
AM Antero Midstream Corp. 2% 14.29
FANG Diamondback Energy, Inc. 2% 179.73
DTM DT Midstream, Inc. 2% 75.12
KMI Kinder Morgan, Inc. 2% 21.13
OKE ONEOK, Inc. 2% 91.06
TRGP Targa Resources Corp. 2% 146.75
WMB The Williams Companies, Inc. 2% 44.26
Financials (36%)
AFL Aflac Incorporated 2% 108.89
ALL The Allstate Corporation 2% 185.36
AIG American International Group, Inc. 2% 71.91
COF Capital One Financial Corporation 2% 139.00
CNO CNO Financial Group, Inc. 2% 32.93
GBCI Glacier Bancorp, Inc. 2% 43.37
GS The Goldman Sachs Group, Inc. 2% 479.61
HWC Hancock Whitney Corporation 2% 49.98
HLI Houlihan Lokey, Inc. 2% 148.90
IBOC International Bancshares Corporation 2% 59.87
JEF Jefferies Financial Group Inc. 2% 56.12
JPM JPMorgan Chase & Co. 2% 212.46
MTG MGIC Investment Corporation 2% 24.91
RGA Reinsurance Group of America, Incorporated 2% 212.24
SLM SLM Corporation 2% 20.14
SF Stifel Financial Corp. 2% 83.40
TRV The Travelers Companies, Inc. 2% 234.46
WFC Wells Fargo & Company 2% 54.00
Industrials (14%)
AOS A.O. Smith Corporation 2% 76.91
GATX GATX Corporation 2% 132.42
MAS Masco Corporation 2% 77.22
NOC Northrop Grumman Corporation 2% 515.00
OC Owens Corning 2% 157.15
RTX RTX Corporation 2% 118.44
WSO Watsco, Inc. 2% 448.66
Information Technology (6%)
NTAP NetApp, Inc. 2% 114.18
NXPI NXP Semiconductors N.V. 2% 226.70
STX Seagate Technology Holdings Plc 2% 97.98
Materials (8%)
CBT Cabot Corporation 2% 99.29
PKG Packaging Corporation of America 2% 201.81
SMG The Scotts Miracle-Gro Company 2% 67.82
WLK Westlake Corporation 2% 135.01
Real Estate (10%)
IRT Independence Realty Trust, Inc. 2% 19.71
IRM Iron Mountain Incorporated 2% 109.48
LAMR Lamar Advertising Company 2% 122.63
SPG Simon Property Group, Inc. 2% 164.50
WELL Welltower Inc. 2% 124.60

* As of the close of business on 9/6/24.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 9/9/2024
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 12/9/2025
Historical 12-Month Distribution Rate of Trust Holdings:* 2.19%
Historical 12-Month Distribution Per Unit:* $0.2187
Cash CUSIP 30337J604
Reinvestment CUSIP 30337J612
Fee Accounts Cash CUSIP 30337J620
Fee Accounts Reinvestment CUSIP 30337J638

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.


Fee Table (based on a $10 public offering price per unit)
  Standard Fee/Wrap
Deferred Sales Charge 1.35%
Creation & Development Fee (C&D Fee) 0.50% 0.50%
Maximum Sales Charge 1.85% 0.50%
     
Estimated Organization Costs 0.710% 0.710%
Estimated Annual Trust Operating Expenses 0.215% 0.215%

The deferred sales charge will be deducted in three monthly installments commencing 12/20/24. When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge. The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%. Estimated organization costs will be deducted from the assets of the trust at the end of the initial offering period. Estimated organization costs and trust operating expenses are assessed on a fixed dollar amount per unit basis which, as a percentage of average net assets, will vary over time. Actual expenses may be more or less than the estimates. Please see “Fee Table” in the trust prospectus for additional information.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the financials sector which involves additional risks, including limited diversification. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non- U.S. issuers.

Certain of the securities in the trust are issued by Real Estate Investment Trusts (REITs). Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 

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