European Deep Value Dividend Portfolio, Series 38
Ticker Symbol: FKHAIX
30 Holdings (As of Day of Deposit) |
Ticker |
Company Name |
Initial
Weight |
Price* |
Austria (3.35%) |
ANDR AV |
Andritz AG |
3.35% |
$60.54 |
France (13.36%) |
SPIE FP |
SPIE S.A. |
3.34% |
35.67 |
TTE FP |
TotalEnergies SE |
3.34% |
71.43 |
DG FP |
Vinci S.A. |
3.34% |
118.91 |
VIV FP |
Vivendi |
3.34% |
10.34 |
Germany (16.67%) |
BMW GY |
Bayerische Motoren Werke (BMW) AG |
3.35% |
113.06 |
DTG GY |
Daimler Truck Holding AG |
3.33% |
47.47 |
DHL GY |
DHL Group |
3.32% |
40.61 |
HEI GY |
Heidelberg Materials AG |
3.33% |
101.65 |
MBG GY |
Mercedes-Benz Group AG |
3.34% |
79.25 |
Ireland (6.65%) |
DCC LN |
DCC Plc |
3.32% |
67.55 |
SKG ID |
Smurfit Kappa Group Plc |
3.33% |
42.72 |
Italy (6.67%) |
ENI IM |
Eni SpA |
3.33% |
16.14 |
UCG IM |
UniCredit SpA |
3.34% |
35.74 |
The Netherlands (13.31%) |
ASRNL NA |
ASR Nederland N.V. |
3.32% |
47.36 |
ENX FP |
Euronext NV |
3.33% |
90.81 |
AD NA |
Koninklijke Ahold Delhaize N.V. |
3.33% |
28.45 |
STLAM IM |
Stellantis N.V. |
3.33% |
25.76 |
Spain (6.67%) |
BBVA SM |
Banco Bilbao Vizcaya Argentaria, S.A. |
3.33% |
10.58 |
REP SM |
Repsol, S.A. |
3.34% |
16.17 |
United Kingdom (33.32%) |
III LN |
3i Group Plc |
3.34% |
34.81 |
BARC LN |
Barclays Plc |
3.33% |
2.22 |
BP/ LN |
BP Plc |
3.33% |
6.41 |
BT/A LN |
BT Group Plc |
3.33% |
1.27 |
GSK LN |
GSK Plc |
3.34% |
20.02 |
HSBA LN |
HSBC Holdings Plc |
3.33% |
7.85 |
IMB LN |
Imperial Brands Plc |
3.33% |
21.33 |
NXT LN |
Next Plc |
3.34% |
109.84 |
SHEL LN |
Shell Plc |
3.32% |
35.23 |
TSCO LN |
Tesco Plc |
3.33% |
3.49 |
*As of the close of business on 4/16/24.
Market values are for reference only and are not indicative of your
individual cost basis.
Not FDIC Insured Not Bank Guaranteed May Lose Value |
Portfolio Summary |
Initial Date of Deposit |
4/17/2024 |
Initial Public Offering Price |
$10.00 per Unit |
Portfolio Ending Date |
4/17/2026 |
Historical 12-Month Distribution Rate of Trust Holdings:* |
2.99% |
Historical 12-Month Distribution Per Unit:* |
$0.2988 |
Cash CUSIP |
30335F646 |
Reinvestment CUSIP |
30335F653 |
Fee Accounts Cash CUSIP |
30335F661 |
Fee Accounts Reinvestment CUSIP |
30335F679 |
*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions
in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of
the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s
distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted
average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s
offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees
and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced
their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust
may be higher or lower than the amount shown above due to certain factors that may include, but are not
limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of
securities in the portfolio.
Sales Charges (based on a $10 public offering
price) |
Standard Accounts |
Transactional Sales Charges |
Initial: |
0.00% |
|
Deferred: |
2.25% |
Creation & Development Fee (C&D Fee) |
|
0.50% |
Maximum Sales Charge |
|
2.75% |
Fee/Wrap Accounts |
Maximum Sales Charge |
|
0.50% |
The deferred sales charge will be deducted in three monthly installments commencing 7/19/24. When the
public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price
exceeds $10.00 per unit, you will pay an initial sales charge. The maximum sales charge for investors in fee
accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges.
Standard accounts sales charges apply to units purchased as an ineligible asset. The C&D fee is a charge of
$0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per
unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will
exceed 0.50%. In addition to the sales charges listed, UITs are subject to annual operating expenses and
organization costs.
You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.
Risk Considerations
An
investment in this unmanaged unit
investment trust should be made with an
understanding of the risks involved with
owning common stocks, such as an
economic recession and the possible
deterioration of either the financial
condition of the issuers of the equity
securities or the general condition of the
stock market.
All of the securities held by the trust are issued by companies headquartered and/or incorporated in Europe, with a significant percentage of these companies headquartered or incorporated in the United Kingdom. This may present more risks than a portfolio which is broadly diversified over several regions.
Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.
An investment in a portfolio containing mid-cap companies is subject to additional risks, as the share prices
of certain mid-cap companies are often more volatile than those of larger companies due to several factors,
including limited trading volumes, products, financial resources, management inexperience and less publicly
available information.
Large capitalization companies may grow at a slower rate than the overall market.
As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational
risks through breaches in cybersecurity.
Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East have caused and could continue to cause significant market disruptions and volatility
within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.
The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.
The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.
This UIT is a buy and hold strategy and
investors should consider their ability to
hold the trust until maturity. There may be
tax consequences unless units are
purchased in an IRA or other qualified plan.