Target Focus Four Portfolio, 2nd Quarter 2024 Series
Ticker Symbol: FMWOBX
Holdings (As of Day of Deposit) |
Ticker |
Company Name |
Initial
Weight |
Price* |
The Dow® Target Dividend Strategy Stocks |
T |
AT&T Inc. |
1.50% |
$17.25 |
AVA |
Avista Corporation |
1.50% |
35.44 |
BKH |
Black Hills Corporation |
1.50% |
54.50 |
CINF |
Cincinnati Financial Corporation |
1.51% |
121.90 |
CFG |
Citizens Financial Group, Inc. |
1.50% |
34.94 |
D |
Dominion Energy, Inc. |
1.50% |
48.78 |
ETR |
Entergy Corporation |
1.51% |
105.76 |
FNB |
F.N.B. Corporation |
1.50% |
13.69 |
FHN |
First Horizon Corporation |
1.50% |
15.15 |
FMC |
FMC Corporation |
1.50% |
60.14 |
F |
Ford Motor Company |
1.50% |
13.41 |
JHG |
Janus Henderson Group Plc |
1.50% |
32.93 |
KSS |
Kohl’s Corporation |
1.50% |
24.98 |
NWE |
NorthWestern Corporation |
1.50% |
50.25 |
PRU |
Prudential Financial, Inc. |
1.51% |
115.48 |
RF |
Regions Financial Corporation |
1.50% |
20.40 |
SWX |
Southwest Gas Holdings, Inc. |
1.49% |
75.75 |
UBSI |
United Bankshares, Inc. |
1.50% |
34.65 |
UNM |
Unum Group |
1.51% |
53.27 |
VLY |
Valley National Bancorp |
1.50% |
7.77 |
S&P Target SMid 60 Strategy Stocks |
ADNT |
Adient Plc |
0.67% |
31.11 |
AL |
Air Lease Corporation |
0.34% |
50.40 |
ALGT |
Allegiant Travel Company |
0.33% |
65.80 |
ALE |
ALLETE, Inc. |
0.66% |
60.46 |
ALLY |
Ally Financial Inc. |
0.67% |
38.57 |
ARW |
Arrow Electronics, Inc. |
0.67% |
127.51 |
AGO |
Assured Guaranty Ltd. |
0.34% |
83.46 |
AVA |
Avista Corporation |
0.34% |
35.44 |
BKH |
Black Hills Corporation |
0.66% |
54.50 |
BFH |
Bread Financial Holdings Inc. |
0.33% |
36.47 |
CABO |
Cable One, Inc. |
0.67% |
400.91 |
CHK |
Chesapeake Energy Corporation |
0.66% |
90.19 |
CIVI |
Civitas Resources, Inc. |
0.67% |
75.72 |
CLW |
Clearwater Paper Corporation |
0.33% |
41.41 |
CNX |
CNX Resources Corporation |
0.67% |
24.12 |
CUBI |
Customers Bancorp, Inc. |
0.34% |
52.94 |
DTM |
DT Midstream, Inc. |
0.67% |
62.38 |
EIG |
Employers Holdings, Inc. |
0.33% |
43.74 |
EZPW |
EZCORP, Inc. |
0.33% |
10.83 |
FNB |
F.N.B. Corporation |
0.67% |
13.69 |
FFBC |
First Financial Bancorp. |
0.33% |
21.90 |
FHN |
First Horizon Corporation |
0.67% |
15.15 |
FBRT |
Franklin BSP Realty Trust, Inc. |
0.33% |
12.73 |
GIII |
G-III Apparel Group, Ltd. |
0.34% |
28.32 |
GHC |
Graham Holdings Company |
0.72% |
756.85 |
DINO |
HF Sinclair Corp. |
0.67% |
62.42 |
HIW |
Highwoods Properties, Inc. |
0.33% |
25.30 |
IBOC |
International Bancshares Corporation |
0.66% |
55.93 |
JXN |
Jackson Financial Inc. |
0.33% |
66.26 |
JHG |
Janus Henderson Group Plc |
0.67% |
32.93 |
JBLU |
JetBlue Airways Corporation |
0.33% |
7.03 |
KELYA |
Kelly Services, Inc. |
0.33% |
24.58 |
KSS |
Kohl’s Corporation |
0.33% |
24.98 |
MCS |
The Marcus Corporation |
0.34% |
13.69 |
MUR |
Murphy Oil Corporation |
0.66% |
48.18 |
NBHC |
National Bank Holdings Corporation |
0.33% |
34.85 |
NWN |
Northwest Natural Holding Company |
0.33% |
36.78 |
NWE |
NorthWestern Corporation |
0.67% |
50.25 |
NOV |
NOV Inc. |
0.67% |
20.38 |
ONB |
Old National Bancorp |
0.67% |
16.81 |
OGS |
ONE Gas, Inc. |
0.67% |
63.83 |
OVV |
Ovintiv Inc. |
0.67% |
55.35 |
PTEN |
Patterson-UTI Energy, Inc. |
0.33% |
12.12 |
PBF |
PBF Energy Inc. |
0.67% |
60.30 |
PMT |
PennyMac Mortgage Investment Trust |
0.34% |
14.54 |
PUMP |
ProPetro Holding Corp. |
0.33% |
8.36 |
RC |
Ready Capital Corporation |
0.33% |
8.71 |
RGA |
Reinsurance Group of America, Incorporated |
0.65% |
194.93 |
RNR |
RenaissanceRe Holdings Ltd. |
0.69% |
223.01 |
SPNT |
SiriusPoint Ltd. |
0.33% |
12.77 |
INN |
Summit Hotel Properties, Inc. |
0.33% |
6.57 |
SNX |
TD SYNNEX Corporation |
0.67% |
116.92 |
TRMK |
Trustmark Corporation |
0.33% |
27.33 |
UAA |
Under Armour, Inc. |
0.67% |
6.80 |
UNM |
Unum Group |
0.67% |
53.27 |
VTLE |
Vital Energy Inc. |
0.33% |
55.95 |
VNO |
Vornado Realty Trust |
0.67% |
28.84 |
WTFC |
Wintrust Financial Corporation |
0.68% |
101.44 |
WSFS |
WSFS Financial Corporation |
0.34% |
44.04 |
XRX |
Xerox Holdings Corporation |
0.33% |
17.23 |
Value Line® Target 25 Strategy Stocks |
AYI |
Acuity Brands, Inc. |
0.51% |
267.83 |
WMS |
Advanced Drainage Systems, Inc. |
0.81% |
170.58 |
AER |
AerCap Holdings N.V. |
1.05% |
87.02 |
ALSN |
Allison Transmission Holdings, Inc. |
0.45% |
82.58 |
AMWD |
American Woodmark Corporation |
0.31% |
101.65 |
APP |
Applovin Corp. |
1.52% |
78.05 |
BLDR |
Builders FirstSource, Inc. |
1.52% |
200.50 |
CAT |
Caterpillar Inc. |
7.45% |
373.47 |
CLS |
Celestica Inc. |
0.36% |
49.43 |
FIX |
Comfort Systems USA, Inc. |
0.69% |
322.13 |
PLAY |
Dave & Buster’s Entertainment, Inc. |
0.30% |
64.02 |
DDS |
Dillard’s, Inc. |
0.42% |
440.57 |
EME |
EMCOR Group, Inc. |
1.03% |
361.11 |
GPS |
The Gap, Inc. |
0.56% |
23.48 |
GDDY |
GoDaddy Inc. |
1.12% |
126.80 |
KBH |
KB Home |
0.30% |
66.45 |
LEN |
Lennar Corporation |
2.82% |
165.01 |
MOD |
Modine Manufacturing Company |
0.30% |
97.13 |
PBF |
PBF Energy Inc. |
0.46% |
60.30 |
PSX |
Phillips 66 |
4.49% |
168.55 |
PVH |
PVH Corp. |
0.39% |
109.33 |
SKYW |
SkyWest, Inc. |
0.30% |
70.74 |
STRL |
Sterling Infrastructure Inc. |
0.30% |
106.40 |
TOL |
Toll Brothers, Inc. |
0.80% |
124.49 |
VST |
Vistra Corp. |
1.63% |
74.42 |
NYSE® International Target 25 Strategy Stocks |
MT |
ArcelorMittal |
0.40% |
27.85 |
BBVA |
Banco Bilbao Vizcaya Argentaria, S.A. |
0.40% |
11.53 |
SAN |
Banco Santander S.A. |
0.40% |
4.98 |
BCS |
Barclays Plc |
0.40% |
9.87 |
BP |
BP Plc |
0.40% |
38.91 |
DB |
Deutsche Bank AG |
0.40% |
16.16 |
EC |
Ecopetrol S.A. |
0.40% |
12.04 |
E |
Eni SpA |
0.40% |
33.60 |
EQNR |
Equinor ASA |
0.40% |
28.00 |
HMC |
Honda Motor Co., Ltd. |
0.40% |
37.01 |
HSBC |
HSBC Holdings Plc |
0.40% |
41.01 |
LYG |
Lloyds Banking Group Plc |
0.40% |
2.70 |
NGG |
National Grid Plc |
0.40% |
66.56 |
NWG |
Natwest Group Plc |
0.40% |
7.13 |
PBR |
Petroleo Brasileiro S.A. - Petrobras |
0.40% |
15.64 |
PKX |
POSCO Holdings Inc. |
0.39% |
74.96 |
SHEL |
Shell Plc |
0.39% |
71.82 |
STLA |
Stellantis N.V. |
0.40% |
26.92 |
SU |
Suncor Energy Inc. |
0.41% |
38.70 |
TAK |
Takeda Pharmaceutical Company Limited |
0.40% |
13.67 |
TEF |
Telefonica, S.A. |
0.40% |
4.34 |
TTE |
TotalEnergies SE |
0.40% |
73.67 |
UBS |
UBS Group AG |
0.40% |
31.15 |
VALE |
Vale S.A. |
0.40% |
12.50 |
WDS |
Woodside Energy Group Limited |
0.40% |
20.14 |
*As of the close of business on 4/8/24 Market values are for reference only and are not indicative of your
individual cost basis. Holdings were selected by applying each strategy as described in the prospectus.
Not FDIC Insured Not Bank Guaranteed May Lose Value |
Portfolio Summary |
Initial Offering Date |
4/10/2024 |
Initial Public Offering Price |
$10.00 per Unit |
Portfolio Ending Date |
7/9/2025 |
Historical 12-Month Distribution Rate of Trust Holdings:* |
2.79% |
Historical 12-Month Distribution Per Unit:* |
$0.2788 |
Cash CUSIP |
30334Y588 |
Reinvestment CUSIP |
30334Y596 |
Fee Accounts Cash CUSIP |
30334Y604 |
Fee Accounts Reinvestment CUSIP |
30334Y612 |
*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions
in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of
the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s
distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted
average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s
offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees
and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced
their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust
may be higher or lower than the amount shown above due to certain factors that may include, but are not
limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of
securities in the portfolio.
Sales Charges (based on a $10 public offering
price) |
Standard Accounts |
Transactional Sales Charges |
Initial: |
0.00% |
|
Deferred: |
1.35% |
Creation & Development Fee (C&D Fee) |
|
0.50% |
Maximum Sales Charge |
|
1.85% |
Fee/Wrap Accounts |
Maximum Sales Charge |
|
0.50% |
The deferred sales charge will be deducted in three monthly installments commencing 7/19/24. When the
public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price
exceeds $10.00 per unit, you will pay an initial sales charge. The maximum sales charge for investors in fee
accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges.
Standard accounts sales charges apply to units purchased as an ineligible asset. The C&D fee is a charge of
$0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per
unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will
exceed 0.50%. In addition to the sales charges listed, UITs are subject to annual operating expenses and
organization costs.
You should consider the portfolio's investment objectives, risks, and
charges and expenses carefully before investing. Contact your financial professional
or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
Risk Considerations
An investment in this unmanaged unit investment trust should be made
with an understanding of the risks involved with owning common stocks, such as an economic recession and
the possible deterioration of either the financial condition of the issuers of the equity securities or the general
condition of the stock market.
You should be aware that the portfolio is concentrated in stocks in the financials sector which involves
additional risks, including limited diversification. The companies engaged in the financials sector are subject
to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital,
increased competition from new entrants in the field, and potential increased regulation.
Certain of the securities in the portfolio are issued by Real Estate Investment Trusts (REITs). Companies
involved in the real estate industry are subject to changes in the real estate market, vacancy rates and
competition, volatile interest rates and economic recession.
Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.
An investment in a portfolio containing small-cap and mid-cap companies is subject to
additional risks, as the share prices of small-cap companies and certain mid-cap companies are
often more volatile than those of larger companies due to several factors, including limited
trading volumes, products, financial resources, management inexperience and less publicly
available information.
Large capitalization companies may grow at a slower rate than the overall market.
As the use of Internet technology has become more prevalent in the course of business, the trust
has become more susceptible to potential operational risks through breaches in cybersecurity.
Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility
within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.
The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.
The value of the securities held by the trust may be
subject to steep declines or increased volatility due to changes in performance or perception of
the issuers.
This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.
The Dow Jones U.S. Select Dividend IndexSM, S&P MidCap 400 and S&P SmallCap 600 Indices are products of
S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and have been licensed for use by First Trust Portfolios
L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC
("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and
these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust
Portfolios L.P. The Target Focus Four Portfolio, which contains the Dow® Target Dividend Strategy and the
S&P Target SMid 60 Strategy, is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their
respective affiliates, and none of such parties make any representation regarding the advisability of
investing in such products nor do they have any liability for any errors, omissions, or interruptions of the
Dow Jones U.S. Select Dividend IndexSM, S&P MidCap 400 and S&P SmallCap 600 Indices.
“Value Line”, “The Value Line Investment Survey” and “Timeliness” are trademarks or registered trademarks of Value Line, Inc. (“Value Line”) and have been licensed for use for certain purposes by First Trust Portfolios L.P. The
Target Focus Four Portfolio is not sponsored, endorsed, recommended, sold or promoted by Value Line and Value Line makes no representation regarding the advisability of investing in products utilizing such strategy. First
Trust Portfolios L.P. is not affiliated with any Value Line company.
NYSE and NYSE® International 100 Index (“Index”) are service/trademarks of ICE Data Indices, LLC or its affiliates (“IDI”) and have been licensed for use by First Trust in connection with the Target Focus Four Portfolio. The
portfolio is not sponsored, endorsed, sold or promoted by IDI and IDI makes no representations or warranties regarding the advisability of investing in the portfolio. IDI and its third party suppliers accept no liability in
connection with use of the Index or the portfolio. See the prospectus for a full copy of the disclaimer.