Strategic Income Select Closed-End Portfolio, Series 76
Ticker Symbol: FDPMOX

35 Holdings (As of Day of Deposit)
Ticker Name Initial
Weight
Price*
General Equity Funds (20.01%)
BDJ BlackRock Enhanced Equity Dividend Trust 2.86% $8.27
EVT Eaton Vance Tax-Advantaged Dividend Income Fund 2.86% 23.56
GAB The Gabelli Equity Trust Inc. 2.86% 5.32
HTD John Hancock Tax-Advantaged Dividend Income Fund 2.86% 20.51
USA Liberty All-Star Equity Fund 2.85% 7.01
ASG Liberty All-Star Growth Fund, Inc. 2.86% 5.46
RVT Royce Small-Cap Trust Inc. 2.86% 14.91
High-Yield Bond Funds (14.28%)
EAD Allspring Income Opportunities Fund 2.85% 6.84
HYT BlackRock Corporate High Yield Fund, Inc. 2.86% 9.78
DHY Credit Suisse High Yield Bond Fund 2.86% 2.06
GHY PGIM Global High Yield Fund Inc. 2.86% 12.28
HYI Western Asset High Yield Defined Opportunity Fund Inc. 2.85% 11.60
Income & Preferred Stock Funds (8.57%)
FFC Flaherty & Crumrine Preferred and Income Securities Fund Incorporated 2.86% 15.13
HPI John Hancock Preferred Income Fund 2.86% 17.06
PDT John Hancock Premium Dividend Fund 2.85% 11.82
Investment Grade Bond Fund (2.85%)
VBF Invesco Bond Fund 2.85% 16.29
Loan Participation Funds (8.56%)
FRA BlackRock Floating Rate Income Strategies Fund, Inc. 2.86% 13.24
EFT Eaton Vance Floating-Rate Income Trust 2.85% 13.51
JFR Nuveen Floating Rate Income Fund 2.85% 8.82
Multi-Sector Bond Funds (14.29%)
CIK Credit Suisse Asset Management Income Fund, Inc. 2.86% 3.05
EVV Eaton Vance Limited Duration Income Fund 2.85% 9.83
FTF Franklin Limited Duration Income Trust 2.86% 6.51
PFL PIMCO Income Strategy Fund 2.86% 8.12
TSI TCW Strategic Income Fund, Inc. 2.86% 4.85
Specialized Equity Funds (11.43%)
IGR CBRE Global Real Estate Income Fund 2.85% 5.17
DPG Duff & Phelps Utility and Infrastructure Fund Inc. 2.86% 10.09
BTO John Hancock Financial Opportunities Fund 2.86% 29.56
BXMX Nuveen S&P 500 Buy-Write Income Fund 2.86% 13.64
World Equity Funds (11.43%)
CHW Calamos Global Dynamic Income Fund 2.86% 7.13
ETO Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund 2.86% 26.07
IGD Voya Global Equity Dividend and Premium Opportunity Fund 2.86% 5.18
IDE Voya Infrastructure, Industrials and Materials Fund 2.85% 10.39
World Income Funds (8.58%)
AWF AllianceBernstein Global High Income Fund, Inc. 2.86% 10.49
EDD Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. 2.86% 4.83
EMD Western Asset Emerging Markets Debt Fund Inc. 2.86% 9.72

* As of the close of business on 7/11/24.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 7/12/2024
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 7/13/2026
Historical 12-Month Distribution Rate of Trust Holdings:* 8.42%
Historical 12-Month Distribution Per Unit:* $0.8419
Cash CUSIP 30337F669
Reinvestment CUSIP 30337F677
Fee Account Cash CUSIP 30337F685
Fee Account Reinvestment CUSIP 30337F693

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.


Fee Table (based on a $10 public offering price per unit)
  Standard Fee/Wrap
Deferred Sales Charge 2.25%
Creation & Development Fee (C&D Fee) 0.50% 0.50%
Maximum Sales Charge 2.75% 0.50%
     
Estimated Organization Costs 0.250% 0.250%
     
Operating Expenses 0.218% 0.218%
Acquired Fund Fees and Expenses^ 2.257% 2.257%
Estimated Annual Trust Operating Expenses 2.475% 2.475%

^Although not actual trust operating expenses, the trust, and therefore unit holders, will indirectly bear similar operating expenses of the funds in which the trust invests. These expenses are estimated and are subject to change in the future.

The deferred sales charge will be deducted in three monthly installments commencing 10/18/24. When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge. The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%. Estimated organization costs will be deducted from the assets of the trust at the end of the initial offering period. Estimated organization costs and trust operating expenses are assessed on a fixed dollar amount per unit basis which, as a percentage of average net assets, will vary over time. Actual expenses may be more or less than the estimates. Please see “Fee Table” in the trust prospectus for additional information.

You should consider the portfolio's investment objectives, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks associated with an investment in a portfolio of closed-end funds.

Closed-end funds are subject to various risks, including management’s ability to meet the fund’s investment objective, and to manage the fund’s portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors’ perceptions regarding the funds or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund’s net asset value, closed-end funds frequently trade at a discount from their net asset value in the secondary market. Certain closed-end funds in which the portfolio invests employ the use of leverage, which increases the volatility of such funds.

Certain of the funds invest in common stocks. Common stocks are subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Certain of the funds invest in high-yield securities or “junk” bonds. Investing in high-yield securities should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Certain of the funds invest in investment grade securities. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors’ perception thereof, possible downgrades and defaults of interest and/or principal.

Certain of the funds invest in options. Options are subject to various risks including that their value may be adversely affected if the market for the option becomes less liquid or smaller. In addition, options will be affected by changes in the value and dividend rates of the stock subject to the option, an increase in interest rates, a change in the actual and perceived volatility of the stock market and the common stock and the remaining time to expiration.

Certain of the funds invest in senior loan securities. The yield on closed-end funds which invest in senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality (“junk” bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Certain of the funds invest in covenant-lite loans which contain fewer or no maintenance covenants and may hinder a funds’ ability to reprice credit risk and mitigate potential loss especially during a downturn in the credit cycle.

Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non- U.S. issuers.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.

It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust’s sales charge, operating expenses and organizational costs.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

For a discussion of additional risks of investing in the Trust see the “Risk Factors” section of the prospectus.

 

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