U.S. Infrastructure Portfolio, Series 37
Ticker Symbol: FXRAUX
30 Holdings (As of Day of Deposit) |
Ticker |
Company Name |
Initial
Weight |
Price* |
Energy |
LNG |
Cheniere Energy, Inc. |
3.37% |
$182.03 |
Industrials |
WMS |
Advanced Drainage Systems, Inc. |
3.35% |
169.03 |
ACM |
AECOM |
3.31% |
89.58 |
ATKR |
Atkore Inc. |
3.34% |
144.43 |
AZZ |
AZZ Inc. |
3.31% |
85.00 |
CAT |
Caterpillar Inc. |
3.29% |
356.03 |
GTLS |
Chart Industries, Inc. |
3.34% |
162.98 |
CNM |
Core & Main, Inc. |
3.35% |
51.67 |
DOV |
Dover Corporation |
3.32% |
186.34 |
DY |
Dycom Industries, Inc. |
3.36% |
175.49 |
ETN |
Eaton Corporation Plc |
3.27% |
309.07 |
EME |
EMCOR Group, Inc. |
3.38% |
364.83 |
FSS |
Federal Signal Corporation |
3.33% |
93.28 |
FLR |
Fluor Corporation |
3.33% |
48.00 |
GVA |
Granite Construction Incorporated |
3.34% |
64.82 |
HUBB |
Hubbell Incorporated |
3.41% |
368.78 |
ITT |
ITT Inc. |
3.29% |
138.35 |
J |
Jacobs Solutions Inc. |
3.34% |
148.75 |
PH |
Parker-Hannifin Corporation |
3.26% |
547.67 |
PNR |
Pentair Plc |
3.32% |
79.79 |
PWR |
Quanta Services, Inc. |
3.32% |
264.71 |
STRL |
Sterling Infrastructure Inc. |
3.31% |
116.39 |
TTEK |
Tetra Tech, Inc. |
3.37% |
204.30 |
URI |
United Rentals, Inc. |
3.37% |
728.45 |
VRT |
Vertiv Group Corp |
3.33% |
82.56 |
WAB |
Wabtec Corporation |
3.29% |
166.10 |
Information Technology |
TRMB |
Trimble Inc. |
3.33% |
57.27 |
Materials |
EXP |
Eagle Materials Inc. |
3.34% |
229.93 |
MLM |
Martin Marietta Materials, Inc. |
3.35% |
564.06 |
VMC |
Vulcan Materials Company |
3.38% |
256.09 |
* As of the close of business on 7/18/24.
Market values are for reference only and are not indicative of your individual
cost basis.
Not FDIC Insured Not Bank Guaranteed May Lose Value |
Portfolio Summary |
Initial Date of Deposit |
7/19/2024 |
Initial Public Offering Price |
$10.00 per Unit |
Portfolio Ending Date |
7/20/2026 |
Cash CUSIP |
30337D409 |
Reinvestment CUSIP |
30337D417 |
Fee Accounts Cash CUSIP |
30337D425 |
Fee Accounts Reinvestment CUSIP |
30337D433 |
Fee Table (based on a $10 public offering
price per unit) |
|
Standard |
Fee/Wrap |
Deferred Sales Charge |
2.25% |
— |
Creation & Development Fee (C&D Fee) |
0.50% |
0.50% |
Maximum Sales Charge |
2.75% |
0.50% |
|
|
|
Estimated Organization Costs |
0.210% |
0.210% |
Estimated Annual Trust Operating Expenses |
0.218% |
0.218% |
The deferred sales charge will be deducted in three monthly installments commencing 10/18/24. When
the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the
price exceeds $10.00 per unit, you will pay an initial sales charge. The C&D fee is a charge of $0.050 per unit
collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee
will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%.
Estimated organization costs will be deducted from the assets of the trust at the end of the initial offering
period. Estimated organization costs and trust operating expenses are assessed on a fixed dollar amount per
unit basis which, as a percentage of average net assets, will vary over time. Actual expenses may be more or
less than the estimates. Please see “Fee Table” in the trust prospectus for additional information.
You should consider the portfolio's investment objective, risks, and
charges and expenses carefully before investing. Contact your financial professional
or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
Risk Considerations
An investment in this
unmanaged unit investment trust should be made with an
understanding of the risks involved with owning common
stocks, such as an economic recession and the possible
deterioration of either the financial condition of the issuers
of the equity securities or the general condition of the
stock market.
You should be aware that the portfolio is concentrated in
stocks in the industrials sector which involves additional risks,
including limited diversification. The companies engaged in
the industrials sector are subject to certain risks, including a
deterioration in the general state of the economy, intense
competition, domestic and international politics, excess
capacity and changing spending trends.
Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.
An investment in a portfolio containing small-cap and mid-cap
companies is subject to additional risks, as the share prices
of small-cap companies and certain mid-cap companies are
often more volatile than those of larger companies due to
several factors, including limited trading volumes, products,
financial resources, management inexperience and less
publicly available information.
Large capitalization companies may grow at a slower rate than the overall market.
As the use of Internet technology has become more prevalent
in the course of business, the trust has become more
susceptible to potential operational risks through breaches in
cybersecurity.
Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility
within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.
The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.
The value of the securities held by the trust may be subject to
steep declines or increased volatility due to changes in
performance or perception of the issuers.
This UIT is a buy and hold strategy and investors should
consider their ability to hold the trust until maturity. There
may be tax consequences unless units are purchased in an IRA
or other qualified plan.