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Water Utility & Infrastructure Select Portfolio, Series 76
Ticker Symbol: FFCNKX

25 Holdings (As of Day of Deposit)
Ticker Company Name Initial
Weight
Price*
Water Infrastructure (80%)
WMS Advanced Drainage Systems, Inc. 4% $157.31
ACM AECOM 4% 107.89
A Agilent Technologies, Inc. 4% 138.83
BMI Badger Meter, Inc. 4% 207.66
CNM Core & Main, Inc. 4% 46.72
ECL Ecolab Inc. 4% 261.46
FLS Flowserve Corporation 4% 54.51
GRC The Gorman-Rupp Company 4% 39.09
ITRI Itron, Inc. 4% 104.19
MLI Mueller Industries, Inc. 4% 72.23
MWA Mueller Water Products, Inc. 4% 22.50
PNR Pentair Plc 4% 99.04
ROP Roper Technologies, Inc. 4% 557.62
STRL Sterling Infrastructure Inc. 4% 159.84
TTEK Tetra Tech, Inc. 4% 48.83
VMI Valmont Industries, Inc. 4% 305.22
VLTO Veralto Corporation 4% 113.60
WTS Watts Water Technologies, Inc. 4% 205.90
XYL Xylem Inc. 4% 134.32
ZWS Zurn Elkay Water Solutions Corp. 4% 37.40
Water Utilities (20%)
AWR American States Water Company 4% 85.63
AWK American Water Works Company, Inc. 4% 141.96
SBS Companhia de Saneamento Basico do Estado de Sao Paulo-SABESP 4% 16.07
WTRG Essential Utilities, Inc. 4% 40.55
SJW SJW Group 4% 59.57

* As of the close of business on 10/18/24.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 10/21/2024
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 10/21/2026
Cash CUSIP 30338L749
Reinvestment CUSIP 30338L756
Fee Accounts Cash CUSIP 30338L764
Fee Accounts Reinvestment CUSIP 30338L772

Fee Table (based on a $10 public offering price per unit)
  Standard Fee/Wrap
Deferred Sales Charge 2.25%
Creation & Development Fee (C&D Fee) 0.50% 0.50%
Maximum Sales Charge 2.75% 0.50%
     
Estimated Organization Costs 0.230% 0.230%
Estimated Annual Trust Operating Expenses 0.218% 0.218%

The deferred sales charge will be deducted in three monthly installments commencing 2/20/25. When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge. The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%. Estimated organization costs will be deducted from the assets of the trust at the end of the initial offering period. Estimated organization costs and trust operating expenses are assessed on a fixed dollar amount per unit basis which, as a percentage of average net assets, will vary over time. Actual expenses may be more or less than the estimates. Please see “Fee Table” in the trust prospectus for additional information.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the industrials sector which involves additional risks, including limited diversification. The companies engaged in the industrials sector are subject to certain risks, including a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

An investment in a portfolio containing water utilities & infrastructure companies involves additional risks, including the imposition of rate caps, increased competition due to deregulation, the difficulty in obtaining an adequate return on invested capital or in financing large construction programs, the limitations on operations and increased costs and delays attributable to environmental considerations, and an increased focus on water conservation.

Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30338L749 (Cash)
30338L756 (Reinvest)
30338L764 (Cash-Fee)
30338L772 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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