Diversified Equity Strategic Allocation, 1st Qtr 2025  Ticker: FVCDRX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE1Q25
Portfolio Status: Primary
Initial Offer Date: 01/10/2025
Portfolio Ending Date: 04/15/2026
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.0848
POP(*): $10.2239
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 01/15/2025 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 1/15/2025) Per Unit (as of 1/13/2025)
1.54% $0.15740
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 4.00%
Consumer Discretionary  Consumer Discretionary 16.50%
Consumer Staples  Consumer Staples 9.14%
Energy  Energy 10.84%
Financials  Financials 16.19%
Health Care  Health Care 11.00%
Industrials  Industrials 16.00%
Information Technology  Information Technology 6.67%
Materials  Materials 4.66%
Real Estate  Real Estate 0.84%
Utilities  Utilities 4.16%
Other  Other 0.00%
 
  Large Mid Small  
Growth  29.47% 10.27% 6.08%  
Value  40.83% 8.95% 4.40%  

 Style Weighting
Large-Cap Growth 29.47%
Large-Cap Value 40.83%
Mid-Cap Growth 10.27%
Mid-Cap Value 8.95%
Small-Cap Growth 6.08%
Small-Cap Value 4.40%
Undetermined 0.00%
 Composition
U.S. Stocks 79.94%   Other 0.00%
Non-U.S. Stocks 20.06%      
The style and sector characteristics of the portfolio are determined as of 01/10/2025 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $120,642
Price/Earnings 15.68
Price/Book 2.54
As of 1/14/2025
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 0.84%
 Automatic Data Processing, Inc. ADP Industrials  Industrials Large-Cap Growth 0.84%
 American Express Company AXP Financials  Financials Large-Cap Growth 0.84%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.84%
 ResMed Inc. RMD Health Care  Health Care Large-Cap Growth 0.84%
 The Travelers Companies, Inc. TRV Financials  Financials Large-Cap Value 0.84%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Value 0.84%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.84%
 AMETEK, Inc. AME Industrials  Industrials Large-Cap Value 0.84%
 3M Company MMM Industrials  Industrials Large-Cap Growth 0.84%
 Martin Marietta Materials, Inc. MLM Materials  Materials Large-Cap Value 0.84%
 CME Group Inc. CME Financials  Financials Large-Cap Value 0.84%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 0.84%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.83%
 Walmart Inc. WMT Consumer Staples  Consumer Staples Large-Cap Growth 0.83%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.83%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Value 0.83%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.83%
 Illinois Tool Works Inc. ITW Industrials  Industrials Large-Cap Growth 0.83%
 Kimberly-Clark Corporation KMB Consumer Staples  Consumer Staples Large-Cap Growth 0.83%
 Stryker Corporation SYK Health Care  Health Care Large-Cap Growth 0.83%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.83%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 0.83%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.83%
 Deere & Company DE Industrials  Industrials Large-Cap Growth 0.83%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.83%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Cardinal Health, Inc. CAH Health Care  Health Care Large-Cap Value 0.83%
 The Hartford Financial Services Group, Inc. HIG Financials  Financials Large-Cap Value 0.83%
 Paychex, Inc. PAYX Industrials  Industrials Large-Cap Growth 0.83%
 Raymond James Financial, Inc. RJF Financials  Financials Large-Cap Value 0.83%
 ConocoPhillips COP Energy  Energy Large-Cap Value 0.83%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.83%
 Marsh & McLennan Companies, Inc. MMC Financials  Financials Large-Cap Growth 0.83%
 M&T Bank Corporation MTB Financials  Financials Large-Cap Value 0.83%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.83%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.83%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Ross Stores, Inc. ROST Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Large-Cap Value 0.83%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Value 0.83%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 0.83%
 Cencora Inc. COR Health Care  Health Care Large-Cap Growth 0.83%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.83%
 Elevance Health Inc. ELV Health Care  Health Care Large-Cap Value 0.83%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.83%
 Deckers Outdoor Corporation DECK Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Las Vegas Sands Corp. LVS Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Keurig Dr Pepper Inc. KDP Consumer Staples  Consumer Staples Large-Cap Value 0.83%
 Visa Inc. (Class A) V Financials  Financials Large-Cap Growth 0.83%
 Fortinet, Inc. FTNT Information Technology  Information Technology Large-Cap Growth 0.83%
 General Motors Company GM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.83%
 Zoetis Inc. ZTS Health Care  Health Care Large-Cap Growth 0.83%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Growth 0.83%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Large-Cap Value 0.83%
 Vistra Corp. VST Utilities  Utilities Large-Cap Growth 0.83%
 Baker Hughes Company (Class A) BKR Energy  Energy Large-Cap Value 0.83%
 DoorDash, Inc. (Class A) DASH Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.82%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.82%
 TotalEnergies SE (ADR) TTE Energy  Energy Large-Cap Value 0.67%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 0.67%
 Chubb Limited CB Financials  Financials Large-Cap Value 0.67%
 HSBC Holdings Plc (ADR) HSBC Financials  Financials Large-Cap Value 0.67%
 Canadian National Railway Company CNI Industrials  Industrials Large-Cap Value 0.67%
 DBS Group Holdings Ltd. (ADR) DBSDY Financials  Financials Large-Cap Value 0.67%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.67%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.67%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.67%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.67%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.67%
 Mizuho Financial Group, Inc. (ADR) MFG Financials  Financials Large-Cap Value 0.67%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.67%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Growth 0.67%
 Tokio Marine Holdings, Inc. (ADR) TKOMY Financials  Financials Large-Cap Value 0.67%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.67%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.67%
 Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR) MURGY Financials  Financials Large-Cap Value 0.67%
 Fast Retailing Co., Ltd. (ADR) FRCOY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.67%
 EssilorLuxottica S.A. (ADR) ESLOY Health Care  Health Care Large-Cap Value 0.67%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.67%
 PDD Holdings Inc. (ADR) PDD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.67%
 Prosus N.V. (ADR) PROSY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.67%
 Shell Plc (ADR) SHEL Energy  Energy Large-Cap Value 0.67%
 Chugai Pharmaceutical Co., Ltd. (ADR) CHGCY Health Care  Health Care Large-Cap Growth 0.67%
 Recruit Holdings Co., Ltd. (ADR) RCRUY Industrials  Industrials Large-Cap Growth 0.67%
 Toyota Motor Corporation TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.66%
 Mitsui & Co., Ltd. (ADR) MITSY Industrials  Industrials Large-Cap Value 0.66%
 Itochu Corp. (ADR) ITOCY Industrials  Industrials Large-Cap Value 0.66%
 Hermes International (ADR) HESAY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.66%
 Cincinnati Financial Corporation CINF Financials  Financials Mid-Cap Value 0.34%
 Abercrombie & Fitch Co. (Class A) ANF Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.34%
 Teledyne Technologies Incorporated TDY Information Technology  Information Technology Mid-Cap Value 0.34%
 Ingredion Incorporated INGR Consumer Staples  Consumer Staples Mid-Cap Value 0.34%
 Ralph Lauren Corporation RL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.34%
 FTI Consulting, Inc. FCN Industrials  Industrials Mid-Cap Value 0.34%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.34%
 CSW Industrials, Inc. CSWI Industrials  Industrials Mid-Cap Growth 0.34%
 Inspire Medical Systems, Inc. INSP Health Care  Health Care Mid-Cap Growth 0.34%
 Lumen Technologies, Inc. LUMN Communication Services  Communication Services Mid-Cap Growth 0.33%
 Globe Life Inc. GL Financials  Financials Mid-Cap Value 0.33%
 IDACORP, Inc. IDA Utilities  Utilities Mid-Cap Value 0.33%
 Atmos Energy Corporation ATO Utilities  Utilities Mid-Cap Value 0.33%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 RPM International Inc. RPM Materials  Materials Mid-Cap Growth 0.33%
 Valmont Industries, Inc. VMI Industrials  Industrials Mid-Cap Growth 0.33%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.33%
 Mueller Industries, Inc. MLI Industrials  Industrials Mid-Cap Growth 0.33%
 AptarGroup, Inc. ATR Materials  Materials Mid-Cap Growth 0.33%
 MGIC Investment Corporation MTG Financials  Financials Mid-Cap Value 0.33%
 Columbia Banking System, Inc. COLB Financials  Financials Mid-Cap Value 0.33%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 The New York Times Company (Class A) NYT Communication Services  Communication Services Mid-Cap Growth 0.33%
 SEI Investments Company SEIC Financials  Financials Mid-Cap Growth 0.33%
 NOV Inc. NOV Energy  Energy Mid-Cap Value 0.33%
 Unum Group UNM Financials  Financials Mid-Cap Value 0.33%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 Loews Corporation L Financials  Financials Mid-Cap Value 0.33%
 Range Resources Corporation RRC Energy  Energy Mid-Cap Value 0.33%
 BorgWarner Inc. BWA Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 F5 Inc. FFIV Information Technology  Information Technology Mid-Cap Growth 0.33%
 PVH Corp. PVH Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 Coterra Energy Inc. CTRA Energy  Energy Mid-Cap Value 0.33%
 EMCOR Group, Inc. EME Industrials  Industrials Mid-Cap Growth 0.33%
 Jabil Inc. JBL Information Technology  Information Technology Mid-Cap Growth 0.33%
 RLI Corp. RLI Financials  Financials Mid-Cap Growth 0.33%
 Commercial Metals Company CMC Materials  Materials Small-Cap Value 0.33%
 EQT Corporation EQT Energy  Energy Large-Cap Value 0.33%
 Reliance Inc. RS Materials  Materials Mid-Cap Value 0.33%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 0.33%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 0.33%
 FMC Corporation FMC Materials  Materials Mid-Cap Value 0.33%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.33%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Value 0.33%
 Commvault Systems, Inc. CVLT Information Technology  Information Technology Mid-Cap Growth 0.33%
 Pegasystems Inc. PEGA Information Technology  Information Technology Mid-Cap Growth 0.33%
 The Mosaic Company MOS Materials  Materials Mid-Cap Value 0.33%
 Allison Transmission Holdings, Inc. ALSN Industrials  Industrials Mid-Cap Growth 0.33%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 Paycom Software, Inc. PAYC Industrials  Industrials Mid-Cap Growth 0.33%
 Lantheus Holdings, Inc. LNTH Health Care  Health Care Mid-Cap Growth 0.33%
 Ulta Beauty, Inc. ULTA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.33%
 DocuSign, Inc. DOCU Information Technology  Information Technology Mid-Cap Growth 0.33%
 BJ's Wholesale Club Holdings, Inc. BJ Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 Fox Corporation (Class A) FOXA Communication Services  Communication Services Mid-Cap Value 0.33%
 Tradeweb Markets Inc. (Class A) TW Financials  Financials Mid-Cap Growth 0.33%
 Chewy, Inc. (Class A) CHWY Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.33%
 Chord Energy Corporation CHRD Energy  Energy Mid-Cap Value 0.33%
 Expand Energy Corporation EXE Energy  Energy Mid-Cap Value 0.33%
 Acuity Brands, Inc. AYI Industrials  Industrials Mid-Cap Growth 0.32%
 Flowers Foods, Inc. FLO Consumer Staples  Consumer Staples Small-Cap Growth 0.17%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.17%
 TEGNA Inc. TGNA Communication Services  Communication Services Small-Cap Value 0.17%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Harley-Davidson, Inc. HOG Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Small-Cap Growth 0.17%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Growth 0.17%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.17%
 Benchmark Electronics, Inc. BHE Information Technology  Information Technology Small-Cap Value 0.17%
 Radian Group Inc. RDN Financials  Financials Small-Cap Value 0.17%
 ACI Worldwide, Inc. ACIW Information Technology  Information Technology Small-Cap Growth 0.17%
 Urban Outfitters, Inc. URBN Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Independent Bank Corp. INDB Financials  Financials Small-Cap Value 0.17%
 La-Z-Boy Incorporated LZB Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Weis Markets, Inc. WMK Consumer Staples  Consumer Staples Small-Cap Value 0.17%
 Plexus Corp. PLXS Information Technology  Information Technology Small-Cap Growth 0.17%
 Avnet, Inc. AVT Information Technology  Information Technology Small-Cap Value 0.17%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Perdoceo Education Corporation PRDO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.17%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.17%
 Trinity Industries, Inc. TRN Industrials  Industrials Small-Cap Growth 0.17%
 InterDigital, Inc. IDCC Information Technology  Information Technology Small-Cap Growth 0.17%
 Cal-Maine Foods, Inc. CALM Consumer Staples  Consumer Staples Small-Cap Growth 0.17%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Growth 0.17%
 International Bancshares Corporation IBOC Financials  Financials Small-Cap Value 0.17%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Growth 0.17%
 Avista Corporation AVA Utilities  Utilities Small-Cap Value 0.17%
 Renasant Corporation RNST Financials  Financials Small-Cap Value 0.17%
 Grand Canyon Education, Inc. LOPE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Powell Industries, Inc. POWL Industrials  Industrials Small-Cap Growth 0.17%
 Dorman Products, Inc. DORM Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 ACADIA Pharmaceuticals Inc. ACAD Health Care  Health Care Small-Cap Growth 0.17%
 Stride, Inc. LRN Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Primoris Services Corporation PRIM Industrials  Industrials Small-Cap Growth 0.17%
 Corcept Therapeutics Inc. CORT Health Care  Health Care Small-Cap Growth 0.17%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Agios Pharmaceuticals, Inc. AGIO Health Care  Health Care Small-Cap Value 0.17%
 Premier, Inc. (Class A) PINC Health Care  Health Care Small-Cap Value 0.17%
 ADMA Biologics, Inc. ADMA Health Care  Health Care Small-Cap Growth 0.17%
 Laureate Education, Inc. (Class A) LAUR Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Peabody Energy Corporation BTU Energy  Energy Small-Cap Value 0.17%
 Civitas Resources, Inc. CIVI Energy  Energy Small-Cap Value 0.17%
 Warrior Met Coal, Inc. HCC Materials  Materials Small-Cap Value 0.17%
 Bank OZK OZK Financials  Financials Small-Cap Value 0.17%
 Liberty Energy Inc. (Class A) LBRT Energy  Energy Small-Cap Growth 0.17%
 Alpha Metallurgical Resources, Inc. AMR Materials  Materials Small-Cap Value 0.17%
 Cactus, Inc. (Class A) WHD Energy  Energy Small-Cap Growth 0.17%
 Palomar Holdings, Inc. PLMR Financials  Financials Small-Cap Growth 0.17%
 HighPeak Energy, Inc. HPK Energy  Energy Small-Cap Value 0.17%
 Gulfport Energy Corporation GPOR Energy  Energy Small-Cap Value 0.17%
 Intapp, Inc. INTA Information Technology  Information Technology Small-Cap Growth 0.17%
 Enact Holdings, Inc. ACT Financials  Financials Small-Cap Value 0.17%
 Mirion Technologies, Inc. MIR Information Technology  Information Technology Small-Cap Growth 0.17%
 FirstCash Holdings, Inc. FCFS Financials  Financials Small-Cap Growth 0.17%
 Strategic Education, Inc. STRA Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 J & J Snack Foods Corp. JJSF Consumer Staples  Consumer Staples Small-Cap Growth 0.16%
 OSI Systems, Inc. OSIS Information Technology  Information Technology Small-Cap Growth 0.16%
 IES Holdings, Inc. IESC Industrials  Industrials Small-Cap Growth 0.16%
 United States Lime & Minerals, Inc. USLM Materials  Materials Small-Cap Growth 0.16%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 01/10/2025 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  0.04%
  Deferred:  1.32%
C&D Fee:    0.49%
Maximum Sales Charge:   1.85%
CUSIP Type Distribution
30339Q622 Cash Semi-Annual
30339Q630 Reinvest Semi-Annual
* Based on the offer price as of 01/15/2025 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.50%
Maximum Sales Charge:   0.50%
CUSIP Type Distribution
30339Q648 Cash-Fee Semi-Annual
30339Q655 Reinvest-Fee Semi-Annual
* Based on the NAV price as of 01/15/2025 4:00pm ET
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 April 17, 2025
$0.04500 May 20, 2025
$0.04500 June 20, 2025

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2025 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.