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A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
DE4Q24 |
Portfolio Status: |
Primary |
Initial Offer Date: |
10/09/2024 |
Portfolio Ending Date: |
01/15/2026 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.2057 |
POP(*): |
$10.3471 |
Remaining Deferred Sales Charge: |
$0.1350 |
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* As of Trade Date: 11/22/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
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Communication Services |
4.73% |
Consumer Discretionary |
16.62% |
Consumer Staples |
11.46% |
Energy |
10.36% |
Financials |
14.40% |
Health Care |
9.69% |
Industrials |
14.61% |
Information Technology |
7.47% |
Materials |
5.26% |
Real Estate |
0.00% |
Utilities |
5.22% |
Other |
0.18% |
|
|
|
Large |
Mid |
Small |
|
Growth |
28.98% |
12.58% |
6.82% |
|
Value |
35.38% |
11.67% |
4.39% |
|
Large-Cap Growth |
28.98% |
Large-Cap Value |
35.38% |
Mid-Cap Growth |
12.58% |
Mid-Cap Value |
11.67% |
Small-Cap Growth |
6.82% |
Small-Cap Value |
4.39% |
Undetermined |
0.18% |
|
U.S. Stocks |
81.61% |
|
Other |
0.18% |
Non-U.S. Stocks |
18.21% |
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The style and sector characteristics of the portfolio are determined as of 11/21/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$123,839 |
Price/Earnings |
16.58 |
Price/Book |
2.53 |
|
As of 11/21/2024
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|
All market capitalization numbers are in USD$ Millions. All figures are subject to change.
Palantir Technologies Inc. (Class A)
| PLTR |
Information Technology
| Large-Cap Growth |
1.19%
|
Kinder Morgan, Inc.
| KMI |
Energy
| Large-Cap Value |
0.99%
|
M&T Bank Corporation
| MTB |
Financials
| Large-Cap Value |
0.98%
|
General Motors Company
| GM |
Consumer Discretionary
| Large-Cap Value |
0.98%
|
Xcel Energy Inc.
| XEL |
Utilities
| Large-Cap Value |
0.92%
|
Altria Group, Inc.
| MO |
Consumer Staples
| Large-Cap Value |
0.91%
|
Stryker Corporation
| SYK |
Health Care
| Large-Cap Growth |
0.90%
|
PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.90%
|
Quanta Services, Inc.
| PWR |
Industrials
| Large-Cap Growth |
0.90%
|
Walmart Inc.
| WMT |
Consumer Staples
| Large-Cap Growth |
0.89%
|
Palo Alto Networks, Inc.
| PANW |
Information Technology
| Large-Cap Growth |
0.89%
|
American Express Company
| AXP |
Financials
| Large-Cap Growth |
0.88%
|
Deere & Company
| DE |
Industrials
| Large-Cap Growth |
0.88%
|
WEC Energy Group, Inc.
| WEC |
Utilities
| Large-Cap Value |
0.87%
|
Costco Wholesale Corporation
| COST |
Consumer Staples
| Large-Cap Growth |
0.87%
|
Amazon.com, Inc.
| AMZN |
Consumer Discretionary
| Large-Cap Growth |
0.87%
|
Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
0.87%
|
Automatic Data Processing, Inc.
| ADP |
Industrials
| Large-Cap Growth |
0.86%
|
Waste Management, Inc.
| WM |
Industrials
| Large-Cap Growth |
0.86%
|
The Progressive Corporation
| PGR |
Financials
| Large-Cap Growth |
0.86%
|
The TJX Companies, Inc.
| TJX |
Consumer Discretionary
| Large-Cap Growth |
0.85%
|
The Kroger Co.
| KR |
Consumer Staples
| Large-Cap Value |
0.84%
|
Duke Energy Corporation
| DUK |
Utilities
| Large-Cap Value |
0.84%
|
EOG Resources, Inc.
| EOG |
Energy
| Large-Cap Value |
0.84%
|
The Hartford Financial Services Group, Inc.
| HIG |
Financials
| Large-Cap Value |
0.84%
|
Paychex, Inc.
| PAYX |
Industrials
| Large-Cap Growth |
0.84%
|
Berkshire Hathaway Inc. (Class B)
| BRK/B |
Financials
| Large-Cap Value |
0.84%
|
Valero Energy Corporation
| VLO |
Energy
| Large-Cap Value |
0.84%
|
Chipotle Mexican Grill, Inc.
| CMG |
Consumer Discretionary
| Large-Cap Growth |
0.84%
|
The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
0.83%
|
ResMed Inc.
| RMD |
Health Care
| Large-Cap Growth |
0.83%
|
Cognizant Technology Solutions Corporation
| CTSH |
Information Technology
| Large-Cap Value |
0.83%
|
Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
0.83%
|
Nucor Corporation
| NUE |
Materials
| Large-Cap Value |
0.82%
|
CME Group Inc.
| CME |
Financials
| Large-Cap Value |
0.82%
|
Tradeweb Markets Inc. (Class A)
| TW |
Financials
| Mid-Cap Growth |
0.82%
|
Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
0.81%
|
Sysco Corporation
| SYY |
Consumer Staples
| Large-Cap Growth |
0.81%
|
ConocoPhillips
| COP |
Energy
| Large-Cap Value |
0.81%
|
Marsh & McLennan Companies, Inc.
| MMC |
Financials
| Large-Cap Growth |
0.81%
|
Ross Stores, Inc.
| ROST |
Consumer Discretionary
| Large-Cap Growth |
0.81%
|
Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
0.80%
|
Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
0.80%
|
International Business Machines Corporation
| IBM |
Information Technology
| Large-Cap Growth |
0.79%
|
Consolidated Edison, Inc.
| ED |
Utilities
| Large-Cap Value |
0.78%
|
General Dynamics Corporation
| GD |
Industrials
| Large-Cap Value |
0.76%
|
Zoetis Inc.
| ZTS |
Health Care
| Large-Cap Growth |
0.76%
|
Archer-Daniels-Midland Company
| ADM |
Consumer Staples
| Mid-Cap Value |
0.75%
|
NIKE, Inc. (Class B)
| NKE |
Consumer Discretionary
| Large-Cap Growth |
0.75%
|
The Hershey Company
| HSY |
Consumer Staples
| Large-Cap Growth |
0.75%
|
Lennar Corporation
| LEN |
Consumer Discretionary
| Large-Cap Value |
0.75%
|
Merck & Co., Inc.
| MRK |
Health Care
| Large-Cap Growth |
0.74%
|
PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
0.74%
|
Agilent Technologies, Inc.
| A |
Health Care
| Large-Cap Growth |
0.74%
|
Lockheed Martin Corporation
| LMT |
Industrials
| Large-Cap Growth |
0.73%
|
Tractor Supply Company
| TSCO |
Consumer Discretionary
| Mid-Cap Growth |
0.73%
|
Keurig Dr Pepper Inc.
| KDP |
Consumer Staples
| Large-Cap Value |
0.72%
|
The Kraft Heinz Company
| KHC |
Consumer Staples
| Large-Cap Value |
0.72%
|
D.R. Horton, Inc.
| DHI |
Consumer Discretionary
| Large-Cap Value |
0.71%
|
HSBC Holdings Plc (ADR)
| HSBC |
Financials
| Large-Cap Value |
0.68%
|
Centene Corporation
| CNC |
Health Care
| Mid-Cap Value |
0.68%
|
EssilorLuxottica S.A. (ADR)
| ESLOY |
Health Care
| Large-Cap Value |
0.67%
|
Chubb Limited
| CB |
Financials
| Large-Cap Value |
0.66%
|
Nippon Telegraph and Telephone Corporation (ADR)
| NTTYY |
Communication Services
| Large-Cap Value |
0.66%
|
KDDI Corporation (ADR)
| KDDIY |
Communication Services
| Large-Cap Value |
0.66%
|
Toyota Motor Corporation
| TM |
Consumer Discretionary
| Large-Cap Value |
0.64%
|
Accenture Plc
| ACN |
Information Technology
| Large-Cap Growth |
0.64%
|
Nintendo Co., Ltd. (ADR)
| NTDOY |
Communication Services
| Large-Cap Value |
0.64%
|
Equinor ASA
| EQNR |
Energy
| Large-Cap Value |
0.63%
|
Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR)
| MURGY |
Financials
| Large-Cap Value |
0.63%
|
Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.63%
|
Linde Plc
| LIN |
Materials
| Large-Cap Growth |
0.63%
|
Canadian National Railway Company
| CNI |
Industrials
| Large-Cap Growth |
0.62%
|
Tokio Marine Holdings, Inc. (ADR)
| TKOMY |
Financials
| Large-Cap Value |
0.62%
|
Rio Tinto Plc (ADR)
| RIO |
Materials
| Large-Cap Value |
0.61%
|
Mitsui & Co., Ltd. (ADR)
| MITSY |
Industrials
| Large-Cap Value |
0.61%
|
Iberdrola S.A. (ADR)
| IBDRY |
Utilities
| Large-Cap Value |
0.60%
|
Itochu Corp. (ADR)
| ITOCY |
Industrials
| Large-Cap Value |
0.60%
|
Industria de Diseno Textil, S.A. (ADR)
| IDEXY |
Consumer Discretionary
| Large-Cap Growth |
0.60%
|
Novartis AG (ADR)
| NVS |
Health Care
| Large-Cap Value |
0.59%
|
Hitachi, Ltd. (ADR)
| HTHIY |
Industrials
| Large-Cap Value |
0.59%
|
Fast Retailing Co., Ltd. (ADR)
| FRCOY |
Consumer Discretionary
| Large-Cap Growth |
0.59%
|
Prosus N.V. (ADR)
| PROSY |
Consumer Discretionary
| Large-Cap Value |
0.59%
|
TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.57%
|
Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.57%
|
Shin-Etsu Chemical Co., Ltd. (ADR)
| SHECY |
Materials
| Large-Cap Value |
0.57%
|
Mercedes-Benz Group AG (ADR)
| MBGYY |
Consumer Discretionary
| Large-Cap Value |
0.57%
|
Chugai Pharmaceutical Co., Ltd. (ADR)
| CHGCY |
Health Care
| Large-Cap Growth |
0.57%
|
L'Oreal S.A. (ADR)
| LRLCY |
Consumer Staples
| Large-Cap Growth |
0.51%
|
PDD Holdings Inc. (ADR)
| PDD |
Consumer Discretionary
| Large-Cap Growth |
0.46%
|
Exelixis, Inc.
| EXEL |
Health Care
| Mid-Cap Growth |
0.44%
|
Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Growth |
0.42%
|
Mueller Industries, Inc.
| MLI |
Industrials
| Mid-Cap Growth |
0.41%
|
East West Bancorp, Inc.
| EWBC |
Financials
| Mid-Cap Value |
0.41%
|
EQT Corporation
| EQT |
Energy
| Mid-Cap Value |
0.41%
|
Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Mid-Cap Growth |
0.41%
|
Applied Industrial Technologies, Inc.
| AIT |
Industrials
| Mid-Cap Growth |
0.40%
|
Unum Group
| UNM |
Financials
| Mid-Cap Value |
0.40%
|
Lumen Technologies, Inc.
| LUMN |
Communication Services
| Mid-Cap Growth |
0.39%
|
Allison Transmission Holdings, Inc.
| ALSN |
Industrials
| Mid-Cap Growth |
0.39%
|
DocuSign, Inc.
| DOCU |
Information Technology
| Mid-Cap Growth |
0.39%
|
Chewy, Inc. (Class A)
| CHWY |
Consumer Discretionary
| Mid-Cap Growth |
0.39%
|
EMCOR Group, Inc.
| EME |
Industrials
| Mid-Cap Growth |
0.38%
|
Expand Energy Corporation
| EXE |
Energy
| Mid-Cap Value |
0.38%
|
Cincinnati Financial Corporation
| CINF |
Financials
| Mid-Cap Value |
0.37%
|
Commercial Metals Company
| CMC |
Materials
| Mid-Cap Value |
0.37%
|
Houlihan Lokey, Inc.
| HLI |
Financials
| Mid-Cap Growth |
0.37%
|
Casey's General Stores, Inc.
| CASY |
Consumer Staples
| Mid-Cap Growth |
0.36%
|
F5 Inc.
| FFIV |
Information Technology
| Mid-Cap Growth |
0.36%
|
Coterra Energy Inc.
| CTRA |
Energy
| Mid-Cap Value |
0.36%
|
Molson Coors Beverage Company
| TAP |
Consumer Staples
| Mid-Cap Value |
0.36%
|
South State Corporation
| SSB |
Financials
| Mid-Cap Value |
0.36%
|
Murphy USA Inc.
| MUSA |
Consumer Discretionary
| Mid-Cap Growth |
0.36%
|
Liberty Broadband Corporation (Class C)
| LBRDK |
Communication Services
| Mid-Cap Value |
0.36%
|
Fox Corporation (Class A)
| FOXA |
Communication Services
| Mid-Cap Value |
0.36%
|
Atmos Energy Corporation
| ATO |
Utilities
| Mid-Cap Value |
0.35%
|
AptarGroup, Inc.
| ATR |
Materials
| Mid-Cap Growth |
0.35%
|
Teledyne Technologies Incorporated
| TDY |
Information Technology
| Mid-Cap Value |
0.35%
|
Ingredion Incorporated
| INGR |
Consumer Staples
| Mid-Cap Value |
0.35%
|
Ralph Lauren Corporation
| RL |
Consumer Discretionary
| Mid-Cap Growth |
0.35%
|
Merit Medical Systems, Inc.
| MMSI |
Health Care
| Mid-Cap Growth |
0.35%
|
Texas Roadhouse, Inc.
| TXRH |
Consumer Discretionary
| Mid-Cap Growth |
0.35%
|
Globe Life Inc.
| GL |
Financials
| Mid-Cap Value |
0.34%
|
RPM International Inc.
| RPM |
Materials
| Mid-Cap Growth |
0.34%
|
Donaldson Company, Inc.
| DCI |
Industrials
| Mid-Cap Growth |
0.34%
|
CF Industries Holdings, Inc.
| CF |
Materials
| Mid-Cap Value |
0.34%
|
Commvault Systems, Inc.
| CVLT |
Information Technology
| Mid-Cap Growth |
0.34%
|
BJ's Wholesale Club Holdings, Inc.
| BJ |
Consumer Staples
| Mid-Cap Growth |
0.34%
|
Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
0.33%
|
NOV Inc.
| NOV |
Energy
| Mid-Cap Value |
0.33%
|
United Therapeutics Corporation
| UTHR |
Health Care
| Mid-Cap Value |
0.33%
|
Taylor Morrison Home Corporation
| TMHC |
Consumer Discretionary
| Mid-Cap Value |
0.33%
|
Omnicom Group Inc.
| OMC |
Communication Services
| Mid-Cap Growth |
0.32%
|
MGIC Investment Corporation
| MTG |
Financials
| Mid-Cap Value |
0.32%
|
Abercrombie & Fitch Co. (Class A)
| ANF |
Consumer Discretionary
| Mid-Cap Growth |
0.32%
|
Cabot Corporation
| CBT |
Materials
| Mid-Cap Growth |
0.32%
|
Badger Meter, Inc.
| BMI |
Information Technology
| Mid-Cap Growth |
0.32%
|
Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
0.32%
|
The New York Times Company (Class A)
| NYT |
Communication Services
| Mid-Cap Growth |
0.31%
|
UFP Industries Inc.
| UFPI |
Industrials
| Mid-Cap Value |
0.31%
|
KB Home
| KBH |
Consumer Discretionary
| Small-Cap Value |
0.31%
|
Dycom Industries, Inc.
| DY |
Industrials
| Small-Cap Growth |
0.31%
|
Molina Healthcare, Inc.
| MOH |
Health Care
| Mid-Cap Growth |
0.30%
|
FMC Corporation
| FMC |
Materials
| Mid-Cap Value |
0.30%
|
HF Sinclair Corp.
| DINO |
Energy
| Mid-Cap Value |
0.30%
|
Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Mid-Cap Value |
0.29%
|
FTI Consulting, Inc.
| FCN |
Industrials
| Mid-Cap Value |
0.28%
|
Erie Indemnity Company
| ERIE |
Financials
| Mid-Cap Growth |
0.26%
|
Lantheus Holdings, Inc.
| LNTH |
Health Care
| Mid-Cap Growth |
0.26%
|
United States Lime & Minerals, Inc.
| USLM |
Materials
| Small-Cap Growth |
0.25%
|
Insight Enterprises, Inc.
| NSIT |
Information Technology
| Small-Cap Growth |
0.22%
|
Stride, Inc.
| LRN |
Consumer Discretionary
| Small-Cap Growth |
0.22%
|
IES Holdings, Inc.
| IESC |
Industrials
| Small-Cap Growth |
0.21%
|
Hims & Hers Health, Inc.
| HIMS |
Health Care
| Small-Cap Growth |
0.21%
|
Intapp, Inc.
| INTA |
Information Technology
| Small-Cap Growth |
0.21%
|
TEGNA Inc.
| TGNA |
Communication Services
| Small-Cap Value |
0.20%
|
Cathay General Bancorp
| CATY |
Financials
| Small-Cap Value |
0.20%
|
Independent Bank Corp.
| INDB |
Financials
| Small-Cap Value |
0.20%
|
Adtalem Global Education Inc.
| ATGE |
Consumer Discretionary
| Small-Cap Growth |
0.20%
|
InterDigital, Inc.
| IDCC |
Information Technology
| Small-Cap Growth |
0.20%
|
First Financial Bancorp.
| FFBC |
Financials
| Small-Cap Value |
0.20%
|
Agilysys, Inc.
| AGYS |
Information Technology
| Small-Cap Growth |
0.20%
|
Dorman Products, Inc.
| DORM |
Consumer Discretionary
| Small-Cap Growth |
0.20%
|
Corcept Therapeutics Incorporated
| CORT |
Health Care
| Mid-Cap Growth |
0.20%
|
CONSOL Energy Inc.
| CEIX |
Energy
| Small-Cap Growth |
0.20%
|
Gulfport Energy Corporation
| GPOR |
Energy
| Small-Cap Value |
0.20%
|
Sanmina Corporation
| SANM |
Information Technology
| Small-Cap Growth |
0.19%
|
First Commonwealth Financial Corporation
| FCF |
Financials
| Small-Cap Value |
0.19%
|
Plexus Corp.
| PLXS |
Information Technology
| Small-Cap Growth |
0.19%
|
CNX Resources Corporation
| CNX |
Energy
| Mid-Cap Value |
0.19%
|
Mercury General Corporation
| MCY |
Financials
| Small-Cap Growth |
0.19%
|
Hub Group, Inc.
| HUBG |
Industrials
| Small-Cap Growth |
0.19%
|
Rush Enterprises, Inc. (Class A)
| RUSHA |
Industrials
| Small-Cap Growth |
0.19%
|
CorVel Corporation
| CRVL |
Health Care
| Mid-Cap Growth |
0.19%
|
Grand Canyon Education, Inc.
| LOPE |
Consumer Discretionary
| Small-Cap Growth |
0.19%
|
Premier, Inc. (Class A)
| PINC |
Health Care
| Small-Cap Value |
0.19%
|
Schneider National, Inc. (Class B)
| SNDR |
Industrials
| Small-Cap Growth |
0.19%
|
Warrior Met Coal, Inc.
| HCC |
Materials
| Small-Cap Growth |
0.19%
|
Bank OZK
| OZK |
Financials
| Small-Cap Value |
0.19%
|
The Simply Good Foods Company
| SMPL |
Consumer Staples
| Small-Cap Growth |
0.19%
|
Graham Holdings Company
| GHC |
Consumer Discretionary
| Small-Cap Value |
0.18%
|
Group 1 Automotive, Inc.
| GPI |
Consumer Discretionary
| Small-Cap Growth |
0.18%
|
Weis Markets, Inc.
| WMK |
Consumer Staples
| Small-Cap Value |
0.18%
|
Spire Inc.
| SR |
Utilities
| Small-Cap Value |
0.18%
|
Trinity Industries, Inc.
| TRN |
Industrials
| Small-Cap Growth |
0.18%
|
Cal-Maine Foods, Inc.
| CALM |
Consumer Staples
| Small-Cap Growth |
0.18%
|
Powell Industries, Inc.
| POWL |
Industrials
| Small-Cap Growth |
0.18%
|
Peabody Energy Corporation
| BTU |
Energy
| Small-Cap Value |
0.18%
|
Cactus, Inc. (Class A)
| WHD |
Energy
| Small-Cap Growth |
0.18%
|
Black Hills Corporation
| BKH |
Utilities
| Small-Cap Value |
0.17%
|
Otter Tail Corporation
| OTTR |
Utilities
| Small-Cap Growth |
0.17%
|
La-Z-Boy Incorporated
| LZB |
Consumer Discretionary
| Small-Cap Growth |
0.17%
|
Edgewell Personal Care Company
| EPC |
Consumer Staples
| Small-Cap Value |
0.17%
|
Avista Corporation
| AVA |
Utilities
| Small-Cap Value |
0.17%
|
Innospec Inc.
| IOSP |
Materials
| Small-Cap Growth |
0.17%
|
ADMA Biologics, Inc.
| ADMA |
Health Care
| Small-Cap Growth |
0.17%
|
ONE Gas, Inc.
| OGS |
Utilities
| Small-Cap Value |
0.17%
|
Harley-Davidson, Inc.
| HOG |
Consumer Discretionary
| Small-Cap Value |
0.16%
|
Radian Group Inc.
| RDN |
Financials
| Small-Cap Value |
0.16%
|
M/I Homes, Inc.
| MHO |
Consumer Discretionary
| Small-Cap Value |
0.16%
|
Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.16%
|
Columbia Sportswear Company
| COLM |
Consumer Discretionary
| Small-Cap Growth |
0.16%
|
Helmerich & Payne, Inc.
| HP |
Energy
| Small-Cap Value |
0.16%
|
PriceSmart, Inc.
| PSMT |
Consumer Staples
| Small-Cap Growth |
0.16%
|
J & J Snack Foods Corp.
| JJSF |
Consumer Staples
| Small-Cap Growth |
0.16%
|
PBF Energy Inc.
| PBF |
Energy
| Small-Cap Value |
0.16%
|
Brady Corporation
| BRC |
Industrials
| Small-Cap Growth |
0.15%
|
Tri Pointe Homes, Inc.
| TPH |
Consumer Discretionary
| Small-Cap Value |
0.15%
|
Green Brick Partners, Inc.
| GRBK |
Consumer Discretionary
| Small-Cap Growth |
0.14%
|
ICF International, Inc.
| ICFI |
Industrials
| Small-Cap Growth |
0.13%
|
|
|
Total Number of Holdings: 210 |
|
Underlying Securities information represented above is as of 11/21/2024 but will vary with future fluctuations in the market. |
Standard Account Sales Charges * |
Transactional sales charges: |
Initial: |
0.07% |
|
Deferred: |
1.30% |
C&D Fee: |
|
0.48% |
Maximum Sales Charge: |
|
1.85% |
|
30337N746 |
Cash |
Semi-Annual |
30337N753 |
Reinvest |
Semi-Annual |
|
* Based on the offer price as of 11/22/2024 4:00pm ET |
Fee/Wrap Account Sales Charges * |
C&D Fee: |
|
0.49% |
Maximum Sales Charge: |
|
0.49% |
|
30337N761 |
Cash-Fee |
Semi-Annual |
30337N779 |
Reinvest-Fee |
Semi-Annual |
|
* Based on the NAV price as of 11/22/2024 4:00pm ET |
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.
Deferred Sales Charge Schedule |
$0.04500
|
January 17, 2025
|
$0.04500
|
February 20, 2025
|
$0.04500
|
March 20, 2025
|
|
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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