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75/25 Strategic Allocation, 4th Qtr 2024  Ticker: FRSVGX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 75% of its assets in common stocks which are selected by applying a disciplined investment strategy and 25% of its assets in exchange-traded funds which invest in fixed-income securities.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: 7S4Q24
Portfolio Status: Primary
Initial Offer Date: 10/11/2024
Portfolio Ending Date: 01/16/2026
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.7124
POP(*): $9.8445
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 10/29/2024 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 10/29/2024) Per Unit (as of 10/28/2024)
2.61% $0.25700
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 iShares iBoxx $ High Yield Corporate Bond ETF HYG 1.01%
 iShares Short Treasury Bond ETF SHV 1.01%
 SPDR Bloomberg High Yield Bond ETF JNK 1.01%
 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS 1.01%
 SPDR Bloomberg Short Term High Yield Bond ETF SJNK 1.01%
 SPDR Blackstone Senior Loan ETF SRLN 1.01%
 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 1.01%
 Vanguard Total International Bond ETF BNDX 1.01%
 VanEck IG Floating Rate ETF FLTR 1.01%
 iShares Broad USD High Yield Corporate Bond ETF USHY 1.01%
 SPDR Portfolio High Yield Bond ETF SPHY 1.01%
 Invesco Variable Rate Preferred ETF VRP 1.01%
 WisdomTree Floating Rate Treasury Fund USFR 1.01%
 SPDR Bloomberg Investment Grade Floating Rate ETF FLRN 1.01%
 iShares Broad USD Investment Grade Corporate Bond ETF USIG 1.00%
 Invesco Senior Loan ETF BKLN 1.00%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.00%
 Schwab 5-10 Year Corporate Bond ETF SCHI 1.00%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 0.99%
 Invesco Emerging Markets Sovereign Debt ETF PCY 0.99%
 Vanguard Long-Term Corporate Bond ETF VCLT 0.99%
 iShares 10+ Year Investment Grade Corporate Bond ETF IGLB 0.99%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 0.99%
 First Trust Tactical High Yield ETF HYLS 0.99%
 Janus Henderson Mortgage-Backed Securities ETF JMBS 0.99%
 M&T Bank Corporation MTB 0.69%
 General Motors Company GM 0.68%
 Alphabet Inc. (Class A) GOOGL 0.66%
 Walmart Inc. WMT 0.65%
 PACCAR Inc PCAR 0.65%
 Waste Management, Inc. WM 0.65%
 ResMed Inc. RMD 0.65%
 Chipotle Mexican Grill, Inc. CMG 0.65%
 Kinder Morgan, Inc. KMI 0.65%
 Palantir Technologies Inc. (Class A) PLTR 0.65%
 Xcel Energy Inc. XEL 0.64%
 The Kroger Co. KR 0.64%
 Duke Energy Corporation DUK 0.64%
 WEC Energy Group, Inc. WEC 0.64%
 Stryker Corporation SYK 0.64%
 Consolidated Edison, Inc. ED 0.64%
 Deere & Company DE 0.64%
 The TJX Companies, Inc. TJX 0.64%
 Paychex, Inc. PAYX 0.64%
 Amazon.com, Inc. AMZN 0.64%
 General Dynamics Corporation GD 0.64%
 Cognizant Technology Solutions Corporation CTSH 0.64%
 Quanta Services, Inc. PWR 0.64%
 CME Group Inc. CME 0.64%
 Automatic Data Processing, Inc. ADP 0.63%
 Altria Group, Inc. MO 0.63%
 Costco Wholesale Corporation COST 0.63%
 American Express Company AXP 0.63%
 Sysco Corporation SYY 0.63%
 Berkshire Hathaway Inc. (Class B) BRK/B 0.63%
 Palo Alto Networks, Inc. PANW 0.63%
 The Kraft Heinz Company KHC 0.63%
 Archer-Daniels-Midland Company ADM 0.62%
 The Procter & Gamble Company PG 0.62%
 Nucor Corporation NUE 0.62%
 Aflac Incorporated AFL 0.62%
 Marsh & McLennan Companies, Inc. MMC 0.62%
 Ross Stores, Inc. ROST 0.62%
 Chevron Corporation CVX 0.62%
 Tradeweb Markets Inc. (Class A) TW 0.62%
 Caterpillar Inc. CAT 0.61%
 The Hartford Financial Services Group, Inc. HIG 0.61%
 Merck & Co., Inc. MRK 0.60%
 Exxon Mobil Corporation XOM 0.60%
 NIKE, Inc. (Class B) NKE 0.60%
 The Hershey Company HSY 0.60%
 The Progressive Corporation PGR 0.60%
 Lennar Corporation LEN 0.60%
 Zoetis Inc. ZTS 0.60%
 PulteGroup, Inc. PHM 0.59%
 EOG Resources, Inc. EOG 0.58%
 ConocoPhillips COP 0.58%
 Agilent Technologies, Inc. A 0.58%
 International Business Machines Corporation IBM 0.57%
 Lockheed Martin Corporation LMT 0.57%
 Tractor Supply Company TSCO 0.57%
 D.R. Horton, Inc. DHI 0.57%
 Keurig Dr Pepper Inc. KDP 0.57%
 Valero Energy Corporation VLO 0.56%
 HSBC Holdings Plc (ADR) HSBC 0.53%
 Centene Corporation CNC 0.53%
 Chugai Pharmaceutical Co., Ltd. (ADR) CHGCY 0.53%
 Toyota Motor Corporation TM 0.51%
 Iberdrola S.A. (ADR) IBDRY 0.51%
 EssilorLuxottica S.A. (ADR) ESLOY 0.51%
 Industria de Diseno Textil, S.A. (ADR) IDEXY 0.51%
 Prosus N.V. (ADR) PROSY 0.51%
 Linde Plc LIN 0.51%
 Hitachi, Ltd. (ADR) HTHIY 0.50%
 Chubb Limited CB 0.50%
 Accenture Plc ACN 0.50%
 Rio Tinto Plc (ADR) RIO 0.50%
 Nintendo Co., Ltd. (ADR) NTDOY 0.50%
 Sanofi (ADR) SNY 0.49%
 Equinor ASA EQNR 0.49%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.49%
 KDDI Corporation (ADR) KDDIY 0.49%
 Mercedes-Benz Group AG (ADR) MBGYY 0.49%
 Novartis AG (ADR) NVS 0.48%
 Canadian National Railway Company CNI 0.48%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.48%
 Mitsui & Co., Ltd. (ADR) MITSY 0.48%
 Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR) MURGY 0.48%
 Itochu Corp. (ADR) ITOCY 0.48%
 Shell Plc (ADR) SHEL 0.48%
 TotalEnergies SE (ADR) TTE 0.47%
 Fast Retailing Co., Ltd. (ADR) FRCOY 0.47%
 L'Oreal S.A. (ADR) LRLCY 0.45%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY 0.45%
 PDD Holdings Inc. (ADR) PDD 0.44%
 Snap-on Incorporated SNA 0.30%
 Mueller Industries, Inc. MLI 0.29%
 East West Bancorp, Inc. EWBC 0.29%
 Exelixis, Inc. EXEL 0.28%
 Texas Roadhouse, Inc. TXRH 0.28%
 Cincinnati Financial Corporation CINF 0.27%
 Casey's General Stores, Inc. CASY 0.27%
 Applied Industrial Technologies, Inc. AIT 0.27%
 F5 Inc. FFIV 0.27%
 Commvault Systems, Inc. CVLT 0.27%
 Sprouts Farmers Market, Inc. SFM 0.27%
 Lumen Technologies, Inc. LUMN 0.26%
 Atmos Energy Corporation ATO 0.26%
 Donaldson Company, Inc. DCI 0.26%
 AptarGroup, Inc. ATR 0.26%
 The New York Times Company (Class A) NYT 0.26%
 Teledyne Technologies Incorporated TDY 0.26%
 Ralph Lauren Corporation RL 0.26%
 Commercial Metals Company CMC 0.26%
 EQT Corporation EQT 0.26%
 Merit Medical Systems, Inc. MMSI 0.26%
 Molson Coors Beverage Company TAP 0.26%
 South State Corporation SSB 0.26%
 Allison Transmission Holdings, Inc. ALSN 0.26%
 Taylor Morrison Home Corporation TMHC 0.26%
 Liberty Broadband Corporation (Class C) LBRDK 0.26%
 Houlihan Lokey, Inc. HLI 0.26%
 Fox Corporation (Class A) FOXA 0.26%
 Globe Life Inc. GL 0.25%
 RPM International Inc. RPM 0.25%
 Omnicom Group Inc. OMC 0.25%
 MGIC Investment Corporation MTG 0.25%
 Toll Brothers, Inc. TOL 0.25%
 KB Home KBH 0.25%
 Unum Group UNM 0.25%
 Ingredion Incorporated INGR 0.25%
 Cabot Corporation CBT 0.25%
 Molina Healthcare, Inc. MOH 0.25%
 FMC Corporation FMC 0.25%
 United Therapeutics Corporation UTHR 0.25%
 Murphy USA Inc. MUSA 0.25%
 Lantheus Holdings, Inc. LNTH 0.25%
 DocuSign, Inc. DOCU 0.25%
 Expand Energy Corporation EXE 0.25%
 Insight Enterprises, Inc. NSIT 0.24%
 NOV Inc. NOV 0.24%
 Abercrombie & Fitch Co. (Class A) ANF 0.24%
 Dycom Industries, Inc. DY 0.24%
 Coterra Energy Inc. CTRA 0.24%
 EMCOR Group, Inc. EME 0.24%
 Meritage Homes Corporation MTH 0.24%
 BJ's Wholesale Club Holdings, Inc. BJ 0.24%
 Chord Energy Corporation CHRD 0.24%
 UFP Industries Inc. UFPI 0.23%
 FTI Consulting, Inc. FCN 0.23%
 Badger Meter, Inc. BMI 0.23%
 CF Industries Holdings, Inc. CF 0.23%
 Chewy, Inc. (Class A) CHWY 0.23%
 Erie Indemnity Company ERIE 0.22%
 HF Sinclair Corp. DINO 0.22%
 Stride, Inc. LRN 0.16%
 Hims & Hers Health, Inc. HIMS 0.16%
 Cathay General Bancorp CATY 0.14%
 Independent Bank Corp. INDB 0.14%
 Plexus Corp. PLXS 0.14%
 Rush Enterprises, Inc. (Class A) RUSHA 0.14%
 Powell Industries, Inc. POWL 0.14%
 United States Lime & Minerals, Inc. USLM 0.14%
 Black Hills Corporation BKH 0.13%
 Otter Tail Corporation OTTR 0.13%
 TEGNA Inc. TGNA 0.13%
 Group 1 Automotive, Inc. GPI 0.13%
 Sanmina Corporation SANM 0.13%
 Brady Corporation BRC 0.13%
 Radian Group Inc. RDN 0.13%
 First Commonwealth Financial Corporation FCF 0.13%
 Spire Inc. SR 0.13%
 Avnet, Inc. AVT 0.13%
 Edgewell Personal Care Company EPC 0.13%
 Adtalem Global Education Inc. ATGE 0.13%
 CNX Resources Corporation CNX 0.13%
 Trinity Industries, Inc. TRN 0.13%
 Mercury General Corporation MCY 0.13%
 First Financial Bancorp. FFBC 0.13%
 Cal-Maine Foods, Inc. CALM 0.13%
 Hub Group, Inc. HUBG 0.13%
 Avista Corporation AVA 0.13%
 ICF International, Inc. ICFI 0.13%
 IES Holdings, Inc. IESC 0.13%
 CorVel Corporation CRVL 0.13%
 Grand Canyon Education, Inc. LOPE 0.13%
 Dorman Products, Inc. DORM 0.13%
 Corcept Therapeutics Incorporated CORT 0.13%
 Premier, Inc. (Class A) PINC 0.13%
 ONE Gas, Inc. OGS 0.13%
 Schneider National, Inc. (Class B) SNDR 0.13%
 Bank OZK OZK 0.13%
 The Simply Good Foods Company SMPL 0.13%
 CONSOL Energy Inc. CEIX 0.13%
 Intapp, Inc. INTA 0.13%
 Graham Holdings Company GHC 0.12%
 Harley-Davidson, Inc. HOG 0.12%
 M/I Homes, Inc. MHO 0.12%
 La-Z-Boy Incorporated LZB 0.12%
 Weis Markets, Inc. WMK 0.12%
 Columbia Sportswear Company COLM 0.12%
 Helmerich & Payne, Inc. HP 0.12%
 PriceSmart, Inc. PSMT 0.12%
 J & J Snack Foods Corp. JJSF 0.12%
 InterDigital, Inc. IDCC 0.12%
 Innospec Inc. IOSP 0.12%
 Green Brick Partners, Inc. GRBK 0.12%
 Tri Pointe Homes, Inc. TPH 0.12%
 ADMA Biologics, Inc. ADMA 0.12%
 Peabody Energy Corporation BTU 0.12%
 Warrior Met Coal, Inc. HCC 0.12%
 Cactus, Inc. (Class A) WHD 0.12%
 Gulfport Energy Corporation GPOR 0.12%
 Agilysys, Inc. AGYS 0.11%
 PBF Energy Inc. PBF 0.11%
 
Total Number of Holdings:    235
Underlying Securities information represented above is as of 10/29/2024 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  -0.03%
  Deferred:  1.37%
C&D Fee:    0.51%
Maximum Sales Charge:   1.85%
CUSIP Type Distribution
30338H508 Cash Monthly
30338H516 Reinvest Monthly
* Based on the offer price as of 10/29/2024 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.51%
Maximum Sales Charge:   0.51%
CUSIP Type Distribution
30338H524 Cash-Fee Monthly
30338H532 Reinvest-Fee Monthly
* Based on the NAV price as of 10/29/2024 4:00pm ET
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 17, 2025
$0.04500 February 20, 2025
$0.04500 March 20, 2025

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Brexit Risk. The United Kingdom's official departure from the European Union (commonly referred to as "Brexit") led to volatility in global financial markets, in particular those of the United Kingdom and across Europe, and the weakening in political, regulatory, consumer, corporate and financial confidence in the United Kingdom and Europe. It is not currently possible to determine the extent of the impact that Brexit may have on the portfolio's investments and this uncertainty could negatively impact current and future economic conditions in the United Kingdom and other countries, which could negatively impact the value of the portfolio's investments.

Covenant-Lite Loan Risk. Certain of the funds invest significantly in "covenant-lite" loans, which are loans made with minimal protections for the lender. Because covenant-lite loans are less restrictive on borrowers and provide less protection for lenders than typical corporate loans, the risk of default may be significantly higher.

COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

High-Yield or Junk Bonds Risk.

Investing in high-yieldsecurities should be viewed as speculative and you should review your abilityto assume the risks associated with investments that utilize such bonds.High-yield securities are subject to numerous risks including higher interest rates,economic recession, deterioration of the junk bond market, possible downgradesand defaults of interest and/or principal. High-yield security prices tend tofluctuate more than higher rated bonds and are affected by short-term creditdevelopments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30338H508 (Cash)
30338H516 (Reinvest)
30338H524 (Cash-Fee)
30338H532 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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