First Trust - www.FTPortfolios.com

Small-Cap

Fund Name	Ticker Symbol	Inception Date	Gross Expense Ratio	Net Expense Ratio	3 Month	YTD	1 Year	3 Year	5 Year	10 Year	Since Inception	As Of Date
First Trust Active Factor Small Cap ETF	AFSM	12/3/2019	0.75%	N/A	1.82%	6.06%	29.34%	4.45%	N/A	N/A	9.57%	5/31/2024
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	2/15/2012	0.80%	N/A	4.43%	7.11%	20.30%	0.88%	9.26%	5.15%	6.25%	5/31/2024
First Trust Horizon Managed Volatility Small/Mid ETF	HSMV	4/6/2020	0.80%	N/A	3.59%	5.26%	17.33%	2.20%	N/A	N/A	13.21%	5/31/2024
First Trust Multi-Manager Small Cap Opportunities ETF	MMSC	10/13/2021	0.95%	N/A	1.42%	13.26%	29.36%	N/A	N/A	N/A	-1.70%	5/31/2024
First Trust Small Cap Core AlphaDEX® Fund	FYX	5/8/2007	0.60%	0.60%	2.18%	1.48%	23.28%	0.50%	11.25%	8.03%	7.62%	5/31/2024
First Trust Small Cap Growth AlphaDEX® Fund	FYC	4/19/2011	0.70%	N/A	4.04%	6.30%	19.88%	-1.75%	9.33%	9.16%	9.85%	5/31/2024
First Trust Small Cap Value AlphaDEX® Fund	FYT	4/19/2011	0.70%	N/A	1.25%	-1.80%	27.45%	1.84%	12.20%	6.70%	9.02%	5/31/2024
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	11/1/2017	0.60%	N/A	4.40%	5.04%	37.35%	6.58%	14.71%	N/A	10.49%	5/31/2024
First Trust SMID Capital Strength ETF	FSCS	6/20/2017	0.60%	N/A	3.26%	4.85%	25.25%	5.17%	11.33%	N/A	9.03%	5/31/2024
Small Cap US Equity Select ETF	RNSC	6/20/2017	0.60%	N/A	0.04%	-1.08%	15.18%	0.39%	9.49%	N/A	7.25%	5/31/2024

NAV returns are based on the fund's net asset value which represents the fund's net assets (assets less liabilities) divided by the fund's outstanding shares. Market Price returns are determined by using the midpoint of the national best bid offer price ("NBBO") as of the time that the fund's NAV is calculated. Returns are average annualized total returns, except those for periods of less than one year, which are cumulative. The performance of certain funds reflects fee waivers and expense reimbursements, absent which performance would have been lower.

Performance data quoted represents past performance. Past performance is not a guarantee of future results and current performance may be higher or lower than performance quoted. Investment returns and principal value will fluctuate and shares when sold or redeemed, may be worth more or less than their original cost. Complete fund and performance information can be found by clicking on the fund name to view the product page.